A complete list of active advisors currently associated with Herr Capital Management LLC

Warmer can help you find a great advisor at Herr Capital Management LLC or one who fits your needs even better.

Herr Capital Management, LLC is an independent wealth management firm that serves individuals and families as well as banks, pension and profit‑sharing plans, trusts, estates, charitable organizations and businesses. The firm provides comprehensive financial planning, discretionary and non‑discretionary investment management, retirement‑plan consulting, and a third‑party class‑action monitoring and claims service through Chicago Clearing Corporation. Herr Capital employs a range of active allocation models and customizable portfolios — including named strategies such as Income Navigator, several Active Tilt allocations, Focused Dividend, and an aggressive “LobbyPops” strategy — and may use ETFs, mutual funds, options, margin, and illiquid alternatives where appropriate. Financial planning and advisory engagements are offered on retainer, fixed‑fee or hourly bases, and accounts can be managed at the household level with documented investment policy statements and periodic reviews. Notable distinctions drawn from the firm’s disclosures include advisers’ roles as licensed insurance agents and affiliated marketing names (1903 Agency and ProtectedIRA) and an arrangement to facilitate annuity/insurance broker‑of‑record changes through Halo Securities/Halo Investing Insurance Services; those activities can result in commission compensation and are disclosed as potential conflicts. The firm also emphasizes employer/participant education and informational outreach as part of its retirement‑plan services and has added formal class‑action monitoring via Chicago Clearing Corporation, practices that are less common among similarly sized peers.

To learn more about the advisors currently working at Herr Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.