A complete list of active advisors currently associated with Herrick Lake Investments LLC

Warmer can help you find a great advisor at Herrick Lake Investments LLC or one who fits your needs even better.

Herrick Lake Investments LLC provides portfolio management and financial planning to individual and high-net-worth clients, managing roughly $6.0 million across about 21 accounts. The firm documents client objectives and risk tolerance in an Investment Policy Statement and offers ongoing monitoring and discretionary portfolio management when authorized. The adviser uses a broad mix of analytical methods—fundamental, quantitative, technical, charting, cyclical analysis and modern portfolio theory—and employs long-term trading alongside derivatives strategies. Portfolios may include margin and options trading (including uncovered options and spread strategies) and exposure to mutual funds, ETFs, real estate funds/REITs, commodities, non-U.S. securities, private placements and venture capital, which can add complexity and material risk to client accounts. Operationally, the firm requires clients to custody assets at Interactive Brokers, does not participate in wrap fee programs or accept performance-based fees, and reports it receives no soft-dollar benefits. The brochure also discloses that the adviser’s principal operates an independent investment research business and may offer related services to clients, a relationship the firm says it will manage as a potential conflict of interest.

To learn more about the advisors currently working at Herrick Lake Investments LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.