A complete list of active advisors currently associated with Herrington Investment Solutions

Warmer can help you find a great advisor at Herrington Investment Solutions or one who fits your needs even better.

The firm provides discretionary portfolio management and investment advisory services to individual clients, including both high‑net‑worth and non‑HNW households. It currently serves a small client base of eight accounts and manages those accounts with full discretion. The firm is led by a single adviser who typically serves as the sole portfolio manager and also performs the firm’s chief compliance officer duties, with periodic outside compliance consulting. The firm maintains a written Code of Ethics grounded in CFA/CAIA standards, permits monitored personal trading by access persons, and treats exchange‑traded funds as exempt transactions under its trading policy. A distinctive aspect of the practice is the adviser’s substantial external role as a private equity investment officer for a public investment board, a relationship disclosed to clients and represented as non‑conflicting given the firm’s client scale. The firm’s modest asset base (approximately $5.6 million) and concentrated, one‑adviser structure result in direct, hands‑on management that differs from peers with larger teams or greater AUM.

To learn more about the advisors currently working at Herrington Investment Solutions, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.