Herrington Wealth Management Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$37,437,100
Clients
36
Advisors
2
of 2 employees
About
The firm provides discretionary asset management, financial planning, and employer retirement plan consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, estates, charitable organizations, and corporate entities. Services include ongoing custodial account supervision, recommendations of third‑party money managers, and complementary financial planning when clients engage asset management.
The investment approach combines fundamental analysis and modern portfolio theory with a long‑term strategy, deploying diversified allocations across stocks, bonds, mutual funds, ETFs, REITs, annuities and alternative investments. Accounts are generally managed on a discretionary basis with at least annual reviews, and the firm may select or recommend third‑party money managers and construct plan investment lineups consistent with an Investment Policy Statement.
The firm operates as a small, owner‑controlled advisory with centralized compliance and account review responsibilities concentrated in the principal officer rather than a larger team, which can result in more direct oversight of client relationships. It manages roughly $41 million for about 36 clients, requires a $1 million household minimum, and discloses a formal fee‑sharing arrangement with a third‑party money manager (SEI) while leaving proxy voting responsibility to clients, distinguishing it from larger multi‑advisor practices.
Client services
Expertise
Occupation focus
Fee options
Employer Retirement Plan Advisory and Consulting Fees: $1,000 - $50,000
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.60%
Account minimum: $1,000,000 Minimum fee: Minimum annual advisory fee of $5,000 for a household
Main office
6160 Warren Pkwy, Suite 100
Frisco TX 75034
Advisors at this office
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Galen H
Series 65
Frisco, TX
Herrington Wealth Management Corporation
Galen Herrington is a financial advisor with Herrington Wealth Management Corporation in Frisco, TX. He holds a Series 65 designation and has four years of industry experience. Prior to his current role, he worked at Herrington Tax Service and has been involved as a stay-at-home dad. Herrington Wealth Management Corporation provides discretionary asset management, financial planning, and employer retirement plan consulting to individuals, pension plans, estates, charitable organizations, and corporate entities. The firm employs a long-term investment approach based on fundamental analysis and modern portfolio theory, managing diversified portfolios across various asset classes generally on a discretionary basis.
Evangeline H
CFP®, Series 66
Frisco, TX
Herrington Wealth Management Corporation
Evangeline Herrington is a CFP® with 11 years of industry experience, currently serving at Herrington Wealth Management Corporation. She has worked at various firms including International Research Securities, Inc. and Edward Jones. Herrington is also an insurance agent selling life, annuities, and long-term care products and serves as an advisory council member of the Communities Foundation of Texas. Herrington Wealth Management Corporation provides discretionary asset management, financial planning, and retirement plan consulting to individuals, pension and profit-sharing plans, estates, charitable organizations, and corporate entities. The firm employs a long-term investment approach combining fundamental analysis and modern portfolio theory, managing roughly $41 million for about 36 clients.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")