A complete list of active advisors currently associated with Herzog Financial Group, LLC

Warmer can help you find a great advisor at Herzog Financial Group, LLC or one who fits your needs even better.

Herzog Financial Group, LLC provides financial planning and wealth management to individuals, families, small business owners and retirees, offering hourly planning services as well as discretionary and non‑discretionary portfolio management. The firm typically applies a $500,000 portfolio guideline (which it may waive in certain circumstances) and serves roughly 87 clients with about $48 million in assets under management. Herzog’s investment process emphasizes strategic asset allocation combined with active selection of mutual funds, ETFs, individual equities and investment‑grade municipal, government and corporate bonds (generally BBB+ or comparable). The firm applies fundamental and cyclical analysis to develop a client‑specific Investment Plan and states that it operates as a fee‑only fiduciary without charging performance‑based fees. The firm’s brochure discloses a past consent order and a small fine related to a late state registration with Illinois, a regulatory event that the firm reports as resolved—an uncommon disclosure among peers. Herzog also discloses potential conflicts tied to soft‑dollar benefits from custodians, maintains personal‑trading timing restrictions to address trading conflicts, and does not accept proxy‑voting authority, leaving votes to clients.

To learn more about the advisors currently working at Herzog Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.