Hickok Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides both discretionary and non-discretionary asset management along with financial planning and consulting services, including full financial plans, topic-specific consultations and ongoing planning. Its brochure lists a broad client type spectrum (individuals, trusts, estates, charitable organizations and businesses), but as of the filing it reports $130,000 in non-discretionary assets under management and a single client while maintaining a stated account minimum of $1,000,000 that may be lowered or waived in certain cases.
Investment analysis emphasizes fundamental and cyclical methods, and client strategies can include long-term purchases, short-term purchases and trading; account reviews are performed at least quarterly with attention to allocation, rebalancing and tax-loss harvesting opportunities. The firm recommends a specific custodian (Charles Schwab) and will act on a discretionary basis when authorized or provide trade-by-trade recommendations for non-discretionary accounts.
Distinctive operational features include affiliations with a tax-preparation business and a law practice and an active real estate license, with the principal devoting roughly 75% of his time to those activities and offering those services to clients — relationships the brochure discloses as potential conflicts of interest with stated mitigation through disclosure and fiduciary duties. The firm is owner-operated with the principal serving as the sole supervisor and Chief Compliance Officer, does not vote client proxies (clients receive and vote their own), and reports no external compensation for selling securities.
Client services
Expertise
Fee options
Full financial plans flat fee between $500 and $20,000; ongoing financial planning fixed annual fees $1,200 to $24,000
$0 - $2,000,000: 1.25% $2,000,000.01+: 1.00%
Consultation services hourly fee of $250-$600 per hour
Account minimum: $1,000,000 Minimum fee: Minimum annual asset management fee of $12,500 Fee-only: Financial planning flat fees between $500 and $20,000; consultation services hourly fees $250-$600/hour; ongoing financial planning fixed annual fees $1,200 to $24,000
Main office
2110 S Bascom Ave, Suite 103
Campbell CA 95008
Advisors at this office
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Eric H
Series 66, Series 65
Campbell, CA
Hickok Advisory, LLC
Eric Hickok is a financial advisor at Hickok Advisory, LLC with five years of industry experience. He holds Series 66 and Series 65 licenses and has a diverse background that includes tax and legal practices, serving as president of Hickok Tax and attorney at Hickok Tax Law. He is also a licensed realtor active in real estate activities. Hickok Advisory provides discretionary and non-discretionary asset management along with financial planning and consulting services to a range of clients, including individuals, trusts, estates, charitable organizations, and businesses. The firm emphasizes fundamental and cyclical investment analysis, with strategies tailored to long-term and short-term goals, and integrates related tax and legal services through its affiliated businesses.
Robert T
Series 63, Series 65
Campbell, CA
Hickok Advisory, LLC
Robert Trieu is a financial advisor at Hickok Advisory, LLC holding Series 63 and Series 65 licenses. He has been with Hickok Advisory since 2026 and has prior experience with Chase, Wells Fargo, Bank of America, and Codex Lending. He is also engaged in tax preparation through Hickok Tax and has worked as an independent licensed agent and consultant since 2014. Hickok Advisory provides discretionary and non-discretionary asset management along with financial planning and consulting services to a diverse client base including individuals, trusts, estates, charitable organizations, and businesses. The firm employs fundamental and cyclical investment analysis and offers strategies ranging from long-term purchases to short-term trading, with regular account reviews and tax-loss harvesting.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")