Hicok Financial Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$47,793,340
Clients
52
Advisors
1
of 1 employees
About
Hicok Financial Solutions is a small, independent registered investment adviser that serves individuals, high‑net‑worth clients, trusts, foundations, charitable organizations, corporations and pension/profit‑sharing plans. The firm provides ongoing portfolio management, written financial planning engagements, and retirement‑plan advisory services, and — like many independent advisers — offers AUM‑based portfolio management alongside standalone planning work.
The firm generally implements tailored, discretionary strategies based on a client risk‑profile questionnaire and periodic portfolio rebalancing, and it uses a broad mix of instruments including ETFs and mutual funds, private placements, real‑estate funds, derivatives and insurance products. It also supports management of held‑away retirement accounts through a third‑party aggregation platform and reviews plan‑level investments as part of its consulting engagements.
What is less common for a firm of this size is that an adviser with the firm holds an active insurance producer license and may offer commissionable insurance and fixed‑index products (a disclosed potential conflict), and that the firm provides pension consulting and may accept ERISA fiduciary roles for plan sponsors. The practice is concentrated — managing roughly $52 million across about 50 clients and typically working with accounts at the million‑dollar relationship level — which shapes a mix of individualized planning services and retirement‑plan consulting.
Client services
Expertise
Occupation focus
Fee options
Financial Planning Services: $2,500 to $9,500; Retirement Plan Advisory Services: $2,500 to $9,500; initial flat fee up to $500 in advance, balance due upon delivery.
$0 - $500,000: 1.20% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.80% annually $2,000,001 - $5,000,000: 0.70% annually $5,000,001 - $10,000,000: 0.60% annually $10,000,001+: 0.50% annually
Insurance product commissions from sales of health and life insurance products; up to 50% of revenue may be from commissions and asset-based distribution fees.
Account minimum: $1,000,000
Main office
Templeton CA
Advisors at this office
1
Most active in
California · Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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