High Peaks Wealth Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
High Peaks Wealth Strategies provides discretionary investment management, limited‑scope ERISA 3(21) retirement‑plan consulting, and tiered ongoing financial planning to individuals, high‑net‑worth clients, and business entities. The firm’s brochure shows it currently manages roughly $500,000 on behalf of five clients and documents goals and restrictions in client profile forms or investment policy statements.
Investment programs use stocks, bonds, ETFs and no‑load mutual funds and draw on fundamental, technical, charting and cyclical analysis; accounts are reviewed at least quarterly and the firm operates with discretionary authority to implement portfolios. The firm may engage Sub‑Advisors on the Betterment Securities platform to manage all or portions of client assets while retaining the client relationship and oversight responsibilities.
What distinguishes the firm from many independent peers is an affiliated insurance practice—licensed insurance activity occupies a disclosed portion of the owner’s time and the firm sells insurance products, a fact it identifies as a potential conflict of interest. The firm also emphasizes pension consulting through ERISA 3(21) services (a relatively uncommon offering among independents), requires use of Betterment Securities as custodian/Sub‑advisor conduit, and structures ongoing planning tiers that include a level targeted at higher‑income or high‑net‑worth households.
Client services
Expertise
Fee options
$0 - $100,000: 0.75% $100,001 - $500,000: 0.70% $500,001 - $1,000,000: 0.60% $1,000,001+: 0.50%
Insurance products sales generate commissions to advisor representatives.
Fee-only: Ongoing financial planning service fees: Tier 1 - $39/month; Tier 2 - $69/month; Tier 3 - $99/month
Main office
Parker CO
Advisors at this office
1
Most active in
Colorado
Also doing business as
High Peaks Wealth Management, LLC · High Peaks Wealth Strategies
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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