High Plains Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$104,383,657
Clients
128
Advisors
2
of 2 employees
About
High Plains Investment Advisors provides investment management and financial planning to individuals (including high‑net‑worth clients), businesses, trusts, foundations, and charitable institutions, and also offers participant education and advisory services for defined contribution retirement plans. The firm structures client relationships with written investment policy statements and periodic reviews tailored to each client’s objectives and risk profile.
The firm’s investment approach is long‑term and grounded in Modern Portfolio Theory, emphasizing strategic asset allocation implemented primarily with institutional and index mutual funds and ETFs. Portfolios are monitored and rebalanced as needed, and the firm uses a third‑party platform to review and manage held‑away retirement plan participant accounts without taking custody.
A distinctive feature is the firm’s affiliation with a local public accounting practice through one of its principals, who provides CPA services to some advisory clients and spends a material portion of time on those accounting activities, a relationship disclosed in the brochure. The firm also conducts participant education and occasional seminars or workshops for plan participants, an offering that is less common among similarly sized advisory firms.
Client services
Expertise
Occupation focus
Fee options
Negotiated flat fees for certain clients
$0 - $1,000,000: 1% annually $1,000,001+: 0.65% annually
Up to $300 per hour
Fee-only: Hourly rates up to $300 per hour; negotiated flat fees for certain clients
Main office
7021 Kewanee Ave., Suite 5 102
Lubbock TX 79424
Advisors at this office
2
Most active in
Texas
Also doing business as
High Plains Advisors · High Plains Investment Advisors, Inc. · Lubbock Financial Services · Lubbock Financial Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Brad P
Series 65
Lubbock, TX
High Plains Investment Advisors, Inc.
Brad Pruitt is a financial advisor at High Plains Investment Advisors, Inc. in Lubbock, TX, holding a Series 65 designation with 16 years of industry experience. He has been with Lubbock Financial Services, Inc. since 2009 and concurrently manages financial duties at Sunset International Bible Institute, overseeing accounting, budgeting, and financial reporting. High Plains Investment Advisors serves individuals, businesses, trusts, foundations, and charitable institutions, offering investment management and financial planning with a long-term approach based on Modern Portfolio Theory. The firm emphasizes strategic asset allocation using institutional and index mutual funds and ETFs, and provides participant education and advisory services for defined contribution retirement plans.
Timothy M
Series 63
Lubbock, TX
High Plains Investment Advisors, Inc.
Timothy Mack is a financial advisor at High Plains Investment Advisors, Inc. with 22 years of industry experience. He holds a Series 63 designation and has worked at Bolinger, Segars, Gilbert & Moss since 2004 and Lubbock Financial Services, Inc. since 1998. Outside of advisory work, he provides accounting and tax services under an exclusive contract with a local CPA firm. High Plains Investment Advisors offers investment management and financial planning services to individuals, businesses, trusts, foundations, and charitable institutions. The firm’s approach is long-term and based on Modern Portfolio Theory, utilizing strategic asset allocation with institutional and index mutual funds and ETFs, along with participant education and advisory services for defined contribution retirement plans.
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