H
Highlands Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,285,122
Clients
11
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$207,738
About
Highlands Asset Management provides discretionary portfolio investment and management services to individuals as well as to trusts, corporations, pension plans and charitable organizations. While the firm uses percentage-of-AUM fees common to independent advisors, it also accepts institutional accounts — a capability that only a small share of solo independent firms report.
The firm’s investment process emphasizes fundamental, bottom-up analysis and stock selection intended to identify companies trading below intrinsic value, and it builds customized portfolios based on clients’ objectives, risk tolerance, tax circumstances and investment restrictions. Accounts are managed on a discretionary basis with quarterly reporting and reviews, and monitoring frequency is increased when markets are more volatile.
Operating as a solo advisory practice with roughly $2.29 million in discretionary assets as of 12/31/2023, the firm’s willingness to serve institutional-type clients is notable relative to peers. Highlands maintains written policies such as a Code of Ethics with personal-trading pre-clearance and a practice of recommending but not requiring specific custodians (it frequently works with Charles Schwab), and it emphasizes individualized portfolio construction rather than model-based solutions.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$30,000 - $100,000: 2.00% $100,000 - $250,000: 1.00% $250,000 - $500,000: 0.75% >$500,000+: 0.50%
Account minimum: $30,000
Main office location
Highlands Asset Management, Inc.
9635 S Silverberry Circle
Highlands Ranch CO 80129, United States
Number of offices
1
Most active in
Highlands Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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