Hillspring Financial, Inc. logo

Hillspring Financial, Inc.

Updated today

Client AUM

$132,706,525

Clients

260

Advisors

2

of 4 employees

About

Hillspring Financial provides fee‑based financial planning and investment management to individuals, retirement plans, trusts, estates, and small businesses, managing roughly $186 million across about 260 client relationships. Like many supported firms, it delivers portfolio management for individuals and ongoing financial planning consultations, typically charging fees based on assets under management.

The firm implements individualized strategies through its Private Asset Management (PAM) program and by engaging sub‑advisors and third‑party managers, serving as portfolio manager on AssetMark’s wrap platform and offering accounts on the Pacific Financial Group program. Accounts are generally reviewed at least annually (typically quarterly), trades are placed under a limited power of attorney, and Hillspring also provides ERISA 3(21) or 3(38) plan advisory services.

Noteworthy differences from many peers include sponsorship of a wrap‑fee program while maintaining non‑wrap third‑party platform options, and the firm’s principals’ ongoing licensure as insurance agents who may, on occasion, offer commissionable insurance products (a small portion of firm activity). The brochure also indicates the firm permits borrowing in separately managed accounts and uses third‑party standing letters of authorization with custodians—features that are relatively uncommon among similarly sized supported firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Wealth management

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Fee options

Percentage

Less than $250,000 - $250,000: 1.10% $250,000 - $500,000: 1.05% $500,000 - $1,000,000: 0.95% $1,000,000 - $2,000,000: 0.80% Above $2,000,000+: 0.65%

Commissions

Insurance commissions from sale of insurance products

Project-based

$195 per hour for financial planning and consulting services

Other

Account minimum: $100,000 Fee-only: Financial planning fees $295 - $3,000; $195/hr hourly consulting rate

Main office

12213 W. Bell Road, Suite 209

Surprise AZ 85378

Advisors at this office

2

Most active in

Arizona · California · Idaho · Texas · Utah · Washington

Also doing business as

Center For Investment Management, Inc. · Hillspring Financial, Inc.

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Alan C

Series 66

Surprise, AZ

Hillspring Financial, Inc.

Alan Cox is a financial advisor at Hillspring Financial, Inc. with 17 years of industry experience. He holds the Series 66 designation and has previously worked at Northpointe Consulting, Northpointe Financial, and Taylor Capital Management. He is also licensed to sell life, annuity, health, dental, and vision insurance. Hillspring Financial provides fee-based financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm manages discretionary accounts through its Private Asset Management program and serves clients using both wrap-fee and non-wrap platforms, integrating mutual funds, ETFs, and third-party managers in tailored client programs.

General retirement planning Wealth management
user avatar

Kent F

CFP®, Series 63, Series 65

Surprise, AZ

Hillspring Financial, Inc.

Kent Forsey is a CFP® professional with 24 years of experience currently serving at Hillspring Financial, Inc. since 2010. He holds Series 63 and Series 65 licenses and is independently licensed to sell insurance. Hillspring Financial provides fee-based financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm manages discretionary accounts through its Private Asset Management program and a wrap-fee program on the AssetMark platform, utilizing mutual funds, ETFs, and third-party managers.

General retirement planning Wealth management
View complete list of advisors at this firm
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