Hilty Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,543,881
Clients
7
57% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$220,554
About
The firm provides ongoing, discretionary portfolio management to individual and high‑net‑worth clients and also offers advisory services to other investment advisers, using individualized Investment Policy Statements to document goals, time horizon, and risk tolerance. Services include asset allocation, security selection, and regular portfolio monitoring with quarterly reporting delivered through the account custodian.
Its investment approach combines fundamental and technical analysis and implements long‑term and short‑term trading alongside options strategies, primarily concentrating on equities and ETFs with a particular emphasis on equity options. The brochure discloses use of uncovered and spread option positions and frequent trading, which the firm characterizes as higher‑risk strategies managed under each client’s documented policy and the firm’s discretionary authority.
Distinctive features include a firm requirement that clients use a specific custodian (Interactive Brokers) and a stated practice of not aggregating trades for multiple clients, practices that can affect execution and pricing relative to many peers. The firm operates as a solo advisor with a small client base and openly discloses the principal’s outside business activities at a media/photography agency (approximately 160 hours per month, about half during market hours), a detail noted in the brochure as relevant to conflicts and operational availability.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
2.00% annually
Main office location
Hilty Wealth Management LLC
Brooklyn NY, United States
Number of offices
1
Most active in
Hilty Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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