Hodges Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides discretionary investment management and a range of financial planning services to individuals, high-net-worth clients, and corporations, including ongoing and project-based planning engagements. Although classified as an investment manager, the firm’s most recent ADV shows no assets under management and it operates with a single advising principal.
The adviser operates on a fee-only basis and implements portfolios by setting asset-allocation targets informed by fundamental analysis and Modern Portfolio Theory, using a mix of passive and active funds as well as individual stocks, bonds, ETFs and municipal securities. When retained for investment management, the firm accepts limited discretionary trading authority and tailors portfolios and plans to clients’ stated objectives, risk tolerance, tax considerations, and any written investment restrictions.
Distinctive features include the firm’s offering of hourly and project-based planning in addition to percentage-of-AUM management, an arrangement that is less common among firms in this category and reflects a stronger emphasis on planning engagements relative to managed assets. The principal holds professional planning and retirement-plan credentials and the firm trades client accounts on an individual basis rather than using block aggregation, while recommending an institutional custody platform for execution and reporting.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement withdrawal strategies
General estate planning guidance
Fee options
Fixed fees for Project-Based Financial Planning range from $2,000 to $15,000; initial fee for Ongoing Financial Planning ranges from $2,000 to $15,000.
$1 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,000+: 0.75% $0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001+: Negotiable*
$250 per hour for Project-Based Financial Planning
Fee-only: Ongoing Financial Planning initial fee $2,000 to $15,000; recurring fixed fee quarterly $2,000 to $25,000; Project-Based Financial Planning fixed fees $2,000 to $15,000 or $250/hour.
Main office location
Hodges Financial Group
Nashville TN, United States
Number of offices
1
Most active in
Hodges Financial Group has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")