Hodges Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and a range of financial planning services to individuals, high-net-worth clients, and corporations, including ongoing and project-based planning engagements. Although classified as an investment manager, the firm’s most recent ADV shows no assets under management and it operates with a single advising principal.
The adviser operates on a fee-only basis and implements portfolios by setting asset-allocation targets informed by fundamental analysis and Modern Portfolio Theory, using a mix of passive and active funds as well as individual stocks, bonds, ETFs and municipal securities. When retained for investment management, the firm accepts limited discretionary trading authority and tailors portfolios and plans to clients’ stated objectives, risk tolerance, tax considerations, and any written investment restrictions.
Distinctive features include the firm’s offering of hourly and project-based planning in addition to percentage-of-AUM management, an arrangement that is less common among firms in this category and reflects a stronger emphasis on planning engagements relative to managed assets. The principal holds professional planning and retirement-plan credentials and the firm trades client accounts on an individual basis rather than using block aggregation, while recommending an institutional custody platform for execution and reporting.
Client services
Expertise
Fee options
Fixed fees for Project-Based Financial Planning range from $2,000 to $15,000; initial fee for Ongoing Financial Planning ranges from $2,000 to $15,000.
$1 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,000+: 0.75% $0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001+: Negotiable*
$250 per hour for Project-Based Financial Planning
Fee-only: Ongoing Financial Planning initial fee $2,000 to $15,000; recurring fixed fee quarterly $2,000 to $25,000; Project-Based Financial Planning fixed fees $2,000 to $15,000 or $250/hour.
Main office
Nashville TN
Advisors at this office
1
Most active in
Tennessee
Also doing business as
Hodges Financial Group · Hodges Financial Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)