Hoffman, Alan N. Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hoffman, Alan N. Investment Management is an independent, single-advisor registered investment adviser founded in 1995 that provides discretionary asset management to individuals and high‑net‑worth clients. The firm manages about $188 million across roughly 75 client accounts and charges advisory fees calculated as a percentage of assets under management.
The firm emphasizes large‑cap growth equity investing and uses fundamental analysis and long‑term purchase strategies to construct portfolios tailored to each client’s objectives, time horizon, and risk tolerance. It operates with discretionary trading authority, documents client‑imposed restrictions, and conducts quarterly account reviews while directing custodial relationships to a single institutional custodian.
Notable features that distinguish the firm from many peers include a principal with a Doctor of Business Administration and a long, prior academic career as a tenured professor and textbook author, and an asset base that is substantial for a solo‑advisor practice. The firm also discloses receipt of institutional custodial support and research services from its clearing custodian and does not routinely vote client proxies, policies it manages through written compliance procedures and periodic personal‑trading reviews.
Client services
Expertise
Fee options
1.5% annually
Account minimum: $200,000
Main office
Wellesley MA
Advisors at this office
1
Most active in
Massachusetts
Also doing business as
Hoffman Alan N Investment Management · Hoffman Alan Nathan · Hoffman, Alan N. Investment Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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