A complete list of active advisors currently associated with Hoffman Financial Consultants

Warmer can help you find a great advisor at Hoffman Financial Consultants or one who fits your needs even better.

Hoffman Financial Consultants provides investment advisory and financial planning services to individuals, trusts, and estates through its Premier Advisory Services accounts and standalone planning engagements. Services described in the brochure include portfolio monitoring and performance appraisal, cash‑flow and retirement planning, and periodic reporting with account custody and trade execution handled by Pershing. The firm delivers advice on a non‑discretionary basis and emphasizes a long‑term buy‑and‑hold approach augmented by both fundamental and technical analysis; portfolios are reviewed semi‑annually and clients may place reasonable investment restrictions. The adviser generally recommends mutual funds (and may include individual stocks, bonds, or variable annuity sub‑accounts) and emphasizes personal client contact rather than continuous trading or market‑timing. Notable in the brochure is the firm’s dual role: its advisory representatives are registered representatives of SagePoint Financial and are licensed insurance agents, and the firm discloses the sale of commissionable insurance and securities products (including mutual funds that pay 12b‑1 fees and variable sub‑accounts), which creates potential conflicts between advisory and brokerage/insurance compensation. The firm also reports that it historically managed non‑discretionary assets (noting $1,579,533 as of 12/31/2010), uses Pershing for custody, and devotes a material portion of its practice time and compensation to securities and life insurance commission business.

To learn more about the advisors currently working at Hoffman Financial Consultants, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.