Hoffman Investment Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hoffman Investment Services, LLC is an independent, single-advisor registered investment adviser that provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, and also serves corporate clients and retirement plans. Services described in the brochure include investment management, retirement and estate planning, tax and insurance reviews, and coordination with outside professionals when specialized services are needed.
The firm emphasizes technical analysis as its primary method of security evaluation and offers two model portfolio approaches—a capital appreciation strategy and a more moderate strategy—while operating under discretionary trading authority. Investment approaches may include long- and short-term holdings, option strategies (including covered, uncovered and spreads), and exposure to leveraged or inverse exchange-traded products, and fees are assessed as a percentage of assets under management.
Distinctive features include the provision of limited-scope ERISA 3(21) fiduciary services to retirement plans, with assistance on investment policy statements, selection of plan investment options, and participant education—capabilities not commonly offered by many small independent advisers. Oversight and account reviews are performed by the firm’s sole owner and compliance officer, and the firm generally leaves proxy voting to clients unless voting assistance is requested.
Client services
Expertise
Fee options
$0+: 1.00% annually (Capital Appreciation Portfolio) $0+: 0.60% annually (Moderate Portfolio) $0+: Up to 1.00% annually (ERISA Plan Services)
Account minimum: $100,000 Fee-only: Fees based on assets under management only; no commissions received.
Main office
Marblehead OH
Advisors at this office
1
Most active in
Ohio
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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