Hofkin Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$85,315,133
Clients
36
Advisors
3
of 3 employees
About
Hofkin Capital Management is a small, fee‑only investment adviser that provides discretionary and non‑discretionary portfolio management to individuals (including high‑net‑worth clients), trusts, estates, and employer‑sponsored retirement plans. The firm also offers retirement‑plan consulting and can serve as a 3(38) investment manager for plan assets.
The firm’s investment approach is equities‑focused and combines top‑down macro and bottom‑up company analysis to construct flexible portfolios intended for long‑term appreciation while adjusting exposures as market conditions change. Uncommonly for a firm of its size, Hofkin may use borrowing in separately managed accounts and employ short sales and inverse funds, primarily as hedging tools in anticipated market declines.
Compared with peers, Hofkin is notable for making performance‑based fee arrangements available to qualified clients under applicable SEC rules and for its explicit use of margin/borrowing in client accounts—both practices that are relatively rare among similar firms. The adviser operates as a boutique, fee‑only manager with a long registration history and a family ownership structure.
Client services
Expertise
Occupation focus
Fee options
Flat fees may apply for employer-sponsored retirement plan consulting services, depending on scope.
$0 - $1,000,000: 2.00% $1,000,001+: 1.50%
Hourly fees may apply for employer-sponsored retirement plan consulting services, depending on scope.
Performance fee of 13% of cumulative net total return with a high watermark; payable annually; available only to clients with at least $1,100,000 AUM or $2,200,000 net worth or meeting qualified purchaser status.
Fee-only: Firm is compensated solely by client fees; does not accept commissions or compensation from other sources.
Main office
200 Southdale Center
Edina MN 55435
Advisors at this office
3
Most active in
Minnesota · Texas
Also doing business as
Hofkin Capital Management, Inc. · Money Managers Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Benjamin H
Series 65
Edina, MN
Hofkin Capital Management, Inc.
Benjamin Hofkin is a financial advisor with Hofkin Capital Management, Inc. He holds a Series 65 credential and has 11 years of industry experience. His prior work includes positions at Maia Wealth and Farther Finance Advisors. Hofkin serves on the non-profit boards of Camp Ramah in Wisconsin and the Hadar Institute. Hofkin Capital Management is a fee-only investment adviser that provides discretionary and non-discretionary portfolio management to individuals, trusts, estates, and employer-sponsored retirement plans. The firm uses an equities-focused investment approach combining top-down macro and bottom-up company analysis, and it employs borrowing, short sales, and inverse funds as hedging tools in client accounts.
Jason R
Series 66, Series 65
Edina, MN
Hofkin Capital Management, Inc.
Jason Rose is a financial advisor at Hofkin Capital Management, Inc. with six years of industry experience. He holds Series 65 and Series 66 licenses and has served as a fundraiser for the Greater Twin Cities United Way since 2018. Hofkin Capital Management is a fee-only investment adviser serving individuals, trusts, estates, and retirement plans with an equities-focused approach that combines macro and company analysis. The firm is notable for its use of margin, hedging strategies, and performance-based fees for qualified clients.
Michael H
Series 63, Series 65
Edina, MN
Hofkin Capital Management, Inc.
Michael Hofkin is a financial advisor at Hofkin Capital Management, Inc. with 14 years of industry experience. He holds Series 63 and Series 65 designations and has been with Hofkin Capital Management in various capacities since 1992. Hofkin Capital Management is a boutique, fee-only investment adviser serving individuals, trusts, estates, and employer-sponsored retirement plans. The firm employs an equities-focused investment approach that combines top-down macro and bottom-up company analysis, utilizing techniques such as borrowing and short sales primarily for hedging.
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