Hokin Investment Advisors Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$53,283,708
Clients
81
Advisors
3
of 3 employees
About
Hokin Investment Advisors provides portfolio construction and supervisory asset management, financial planning, and pension consulting to individuals (including high‑net‑worth clients), businesses, trusts and employee benefit plans. The firm also works with retirement plan sponsors and participants, managing both discretionary accounts and participant‑directed retirement assets.
Advisory services are provided under a fiduciary standard, typically via limited trading authorizations and an asset‑allocation framework that emphasizes low‑cost vehicles such as ETFs, low‑expense mutual funds and individual fixed‑income securities, with ongoing monitoring and rebalancing. The firm uses commercially available analytics and due diligence tools for security selection and may implement tactical overlays or non‑correlating assets in limited circumstances to address shorter‑term needs.
Notably, the firm offers educational seminars and workshops for plan participants and other groups — a service that is uncommon among peers — and provides pension consulting that can include participant enrollment meetings and plan‑level education. The brochure also discloses that supervised persons may hold insurance licenses and, in some cases, offer insurance products with required pre‑transaction disclosures and referral policies, reflecting an atypical overlap of advisory and insurance activities for a firm of this size.
Client services
Expertise
Occupation focus
Fee options
Flat fees for financial planning and consulting range from $1,500 to $10,000.
$0 - $5,000,000: 1.00% annually (Pension Consulting Services) Over $5,000,000+: 0.75% annually (Pension Consulting Services)
Up to $350 per hour for financial planning and consulting services.
Minimum fee: Minimum quarterly fee applies if calculated fee is less than minimum; specific minimum amount not stated. Fee-only: Financial Planning fees: hourly up to $350/hour; flat fees range from $1,500 to $10,000.
Main office
707 Skokie Boulevard, Suite 520
Northbrook IL 60062
Advisors at this office
3
Most active in
Illinois
Also doing business as
Hokin Investment Advisors Inc. · Hokin Investment Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Gary H
Series 63, Series 66
Northbrook, IL
Hokin Investment Advisors Inc.
Gary Hokin is the president of Hokin Investment Advisors Inc. in Northbrook, IL, holding Series 63 and Series 66 licenses with 30 years of industry experience. He has worked at First Sovereign Securities Corp since 1995 and founded Hokin Investment Advisors in 2006. Hokin Investment Advisors serves individuals, businesses, trusts, and retirement plans, providing portfolio construction, asset management, financial planning, and pension consulting. The firm emphasizes low-cost investment solutions and offers educational seminars and workshops on investment topics for plan participants and other groups.
Jonathan H
Series 63, Series 65
Northbrook, IL
Hokin Investment Advisors Inc.
Jonathan Hokin is an investment advisor representative at Hokin Investment Advisors Inc. with nine years of industry experience. He has worked at Hokin Investment Advisors and Nikoh Securities Corporation since 2016 and holds Series 63 and Series 65 licenses. Hokin Investment Advisors provides portfolio construction, supervisory asset management, financial planning, and pension consulting to individuals, businesses, trusts, and employee benefit plans. The firm serves high-net-worth clients and retirement plan sponsors through a fiduciary approach that emphasizes low-cost investment vehicles, ongoing monitoring, and educational seminars for plan participants.
Caroline S
CFP®
Northbrook, IL
Hokin Investment Advisors Inc.
Caroline Sarles is a CFP® professional with two years of industry experience, currently advising at Hokin Investment Advisors Inc. She previously worked at Martin Investment Management LLC for nine years. Hokin Investment Advisors serves individuals, businesses, trusts, and retirement plans by offering portfolio construction, supervisory asset management, financial planning, and pension consulting. The firm emphasizes low-cost investment solutions and provides educational seminars and participant education as part of its services.
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