Holder & Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Holder & Company, Inc. is a single-advisor independent registered investment adviser overseeing roughly $35.3 million for about 49 clients, primarily individual (non‑high‑net‑worth) investors. The firm provides portfolio management and related advisory services and commonly charges fees based on assets under management.
According to the brochure, Holder & Company generally manages client accounts on a non‑discretionary basis (see Item 16), meaning clients retain ultimate trading authority while the adviser provides recommendations and ongoing oversight. The firm describes its investment methods and the risks of loss in Item 8 and conducts periodic account reviews as part of its portfolio management process.
Notably, the brochure discloses reportable matters in Item 9, indicating the firm has had disclosure events, which is uncommon among independent advisers (reported by about 2.9% of peers). The combination of primarily non‑discretionary asset management and a disclosed disciplinary history is also atypical for firms of this type (only about 13.9% primarily non‑discretionary), which may affect how prospective clients evaluate oversight, decision-making authority, and suitability of services.
Client services
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Account minimum: $500,000 Fee-only: Fees are charged based on assets under management according to tiered schedule
Main office
Princeton MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)