Holt Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Holt Investment Advisors provides discretionary portfolio management to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities, overseeing about $20.6 million across roughly 22 client relationships. The firm constructs individualized portfolios using individual stocks and bonds, mutual funds and ETFs, and may engage outside private money managers as part of its offerings.
The adviser employs a systematic, client-specific process that begins with identifying goals, risk tolerance, individual needs and time frames (GRIT) and uses that information to set an investment policy and asset allocation. Portfolios are implemented and monitored under the firm’s “Three Dimensional Diversification” approach, which seeks to diversify by asset allocation, investment philosophy and custodian, with reviews at least quarterly.
What is uncommon for peers is the availability of a performance-based fee option for qualified clients; the firm also manages both performance-fee and asset-fee accounts and describes procedures intended to address potential allocation conflicts arising from side-by-side management. The firm also does not accept proxy-voting authority for client securities, leaving proxy votes to clients.
Client services
Expertise
Fee options
$0 - $150,000: 1.20% $150,000 - $400,000: 1.00% $400,000 - $750,000: 0.75% $750,000 - $1,100,000: 0.50%
Performance-based fees apply to assets over $1.1 million, calculated as (IRR * 0.001) * Variable based on performance; available only to qualified clients with minimum net worth $2.2 million or $1.1 million under management
Minimum fee: Minimum annual fee is $1,800
Main office
111 N. Sepulveda Blvd., Suite 250
Manhattan Beach CA 90266
Advisors at this office
1
Most active in
California
Also doing business as
Holt Investment Advisors · Keith Russell Whiting Holt Dba Holt Investment Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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