Horicon Wealth Management

Horicon Wealth Management provides investment management and financial planning services to employer retirement plan sponsors and other institutional clients, and also offers wealth management and planning for individual clients. The firm’s service set includes retirement plan management and pension consulting — covering investment policy development, performance review, fee analysis, participant education, and vendor searches — as well as the use of third‑party managers and model portfolios for implementation.

The firm’s investment approach blends goals‑based financial planning with Modern Portfolio Theory and a mix of passive and active vehicles, and it may implement portfolios through outside managers or model marketplaces. Horicon operates as a fee‑only adviser and charges asset‑based advisory fees, a common pay model for firms in this category, while permitting client‑imposed investment restrictions in writing.

What is distinctive is Horicon’s emphasis on retirement plan fiduciary work and pension consulting, including acting as an investment manager under ERISA section 3(38) for plan sponsors and conducting vendor and manager selection services that few peers provide. The firm also relies on outside managers and platforms (including participation in model marketplaces and third‑party manager relationships) and, as a newly formed registered adviser, reported no assets under management at the time of its ADV filing.