Horizon Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$229,160,263
Clients
567
Advisors
6
of 7 employees
About
Horizon Wealth Advisors is a team-based SEC-registered investment adviser managing about $235 million for roughly 567 clients with six advisors. The firm offers asset management, financial planning (the brochure notes planning services can be provided without a required fee), and pension consulting to individuals (including high-net-worth clients), trusts, estates, and employer retirement plans.
Advisory services are tailored through interviews and questionnaires and typically delivered on a discretionary basis with continuous monitoring and at least weekly account reviews; custody for managed accounts is generally maintained at Charles Schwab Institutional. The investment process combines fundamental and technical analysis with a sector/style emphasis, and portfolios are built from mutual funds, fixed income and equities with a primary recommendation of ETFs, while also employing tactical and strategic asset allocation and, when appropriate, options and short-sale strategies.
A distinctive feature disclosed in the brochure is that some associated persons are licensed to sell insurance and are registered representatives of broker-dealers, so the firm may implement commission-based transactions in addition to asset‑based advisory services and discloses the resulting conflicts. The firm also delegates proxy voting to clients, issues semi‑annual performance reports, and uses block/aggregated trading practices to allocate executions among client accounts.
Client services
Expertise
Occupation focus
Fee options
One-time setup fee of $500 for managed accounts under $500,000 (may be negotiable)
$0 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.75% $2,000,000 - $5,000,000: 0.60% $5,000,000 - $50,000,000: 0.45% $50,000,000 - $60,000,000: 0.35% $60,000,000+: Negotiable
Commissions earned on insurance products sold by owner and on securities products sold by certain registered representatives
Account minimum: $500,000 Minimum fee: $3,000 annual minimum fee for fixed-income only accounts Fee-only: Financial planning and consulting services are provided without charge if not implemented through asset management
Main office
Lakewood Ranch FL
Advisors at this office
6
Most active in
Florida · Pennsylvania · Texas
Also doing business as
Horizon Wealth Advisors · Horizon Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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