Horowitz & Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$135,357,876
Clients
199
Advisors
2
of 2 employees
About
Horowitz & Company provides investment advisory services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and employer‑sponsored retirement plans, and also offers financial planning and pension consulting. The firm supplements its advisory work with select non‑investment services described in its brochure, such as tax preparation and a custom, access‑restricted website content service for a client.
Investment advice is tailored to each client’s goals and risk tolerance and employs a mix of quantitative, fundamental, and technical analysis across strategies that range from diversified mutual‑fund/ETF allocations to an active, higher‑turnover growth strategy. The firm discloses that certain separately managed accounts — notably its aggressive growth strategy maintained at Interactive Brokers — may use margin and short positions, meaning borrowing can be employed in client accounts.
Compared with many peers, the firm recently transitioned to federal (SEC) registration and has disclosed material updates about adopting direct‑indexing approaches and the use of artificial‑intelligence tools in its processes. The brochure also notes ancillary business activities — including a trading‑indicator subscription business and published/podcast content by the firm’s principals — and the provision of tax and website services, features that are less common for similarly sized independent advisers.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning fixed fees ranging from $500 to $10,000; tax preparation fees up to $5,000; website design monthly negotiable fee
$25,000 - $500,000: Negotiable, up to 2.0% annually maximum
Insurance commissions earned by certain associated persons, approx. 5% or less of time/income
$250 to $400 per hour for consulting services
Account minimum: $25,000 to $500,000 depending on strategy Fee-only: Portfolio management fees generally up to 2.0% annually; financial planning fixed fees $500 to $10,000; hourly fees $250 to $400 per hour; pension consulting 0.25% to 1.00% of plan assets or fixed fee
Main office
901 South Federal Highway, Suite 202
Fort Lauderdale FL 33316
Advisors at this office
2
Most active in
California · Colorado · Florida · Georgia · Michigan · North Carolina · Ohio · Texas · Virginia · Washington
Also doing business as
Horowitz & Co Inc · Horowitz & Company, Inc · Horowitz & Company, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kevin H
Series 65
Fort Lauderdale, FL
Horowitz & Company, Inc.
Kevin Hoffmann is a financial advisor with Horowitz & Company, Inc. in Fort Lauderdale, FL. He holds a Series 65 designation and has been with the firm since 2008. Hoffmann is a partner and owner of TriggerCharts, LLC, a business focused on developing and selling trading indicators. Horowitz & Company serves individual and high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans, offering discretionary portfolio management, financial planning, and pension consulting. The firm employs a multi-strategy investment approach that includes aggressive managed-growth, goal-based allocations, and macro-driven global models, with the use of margin and short positions in certain strategies.
Andrew H
CFP®, Series 63
Fort Lauderdale, FL
Horowitz & Company, Inc.
Andrew Horowitz is a CFP® with over 32 years of experience in the financial industry. He is principal at Horowitz & Company, Inc., where he has worked since 1991, and is also a partner and owner of TriggerCharts, LLC, a firm developing trading indicators. Outside of his advisory roles, Horowitz hosts an investment-focused podcast and has authored books and articles on general investment topics. Horowitz & Company serves individual and high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans, managing approximately $145 million in discretionary assets. The firm employs a blend of quantitative, fundamental, and technical analysis across multiple strategies, including aggressive managed-growth approaches that utilize margin and short positions.
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