Hot Springs Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hot Springs Asset Management, Inc. provides discretionary and non‑discretionary portfolio management and financial planning to individuals, trusts, estates, pension and profit‑sharing plans, charitable organizations and small businesses. The firm works with both individual and high‑net‑worth clients on retirement, education and wealth‑management goals and implements advice through custodial brokerage accounts.
The firm’s investment approach emphasizes a strategic asset allocation with a core‑and‑satellite structure, using passively managed index funds and ETFs as core holdings supplemented by actively managed funds and selected individual securities; options and other alternative strategies are used only when aligned with a client’s objectives. Client relationships are documented with investment policy statements, managed primarily on a discretionary basis, and monitored with regular reviews and quarterly reporting.
Compared with many peers, the firm is affiliated with an accounting practice and its principal is a Certified Public Accountant who devotes a substantial portion of time to accounting services, and the adviser may provide tax‑ and beneficiary‑planning advice in addition to investment management. The firm operates on a fee‑only basis, does not accept commissions or product sales, and recommends a qualified custodian for custody while clients retain asset control.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.75% $2,500,001+: 0.50%
$85 - $125 per hour depending on complexity.
Account minimum: $100,000 Fee-only: Strictly fee-only; no commissions accepted.
Main office
110 La Plaza W, Suite E
Hot Springs Village AR 71909
Advisors at this office
1
Most active in
Arkansas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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