Houlihan Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Houlihan Asset Management serves individuals, high-net-worth individuals and small businesses, including corporate cash and profit‑sharing plans. The firm provides investment supervisory and portfolio management services and offers financial planning consultations covering cash flow, tax planning, college funding, retirement and estate planning.
The firm combines fundamental and technical analysis and generally seeks to align recommendations with each client’s stated goals and risk profile, often operating with discretionary trading authority when agreed. It bills advisory fees as a percentage of assets on a quarterly basis, prepares its own quarterly portfolio statements, and uses TradePMR for custody of client assets.
Noteworthy aspects include the firm’s very small, single‑advisor scale (29 clients and roughly $52 million in assets) and an affiliated firm that performs tax preparation, consulting, audits and company valuation, which can create integrated tax and advisory services. The firm also does not accept proxy‑voting authority for client securities and disclosed a prior compliance lapse—late Form ADV updates in 2018 that resulted in a civil penalty—information clients may weigh when assessing regulatory and compliance practices.
Client services
Expertise
Fee options
$0 - $250,000: 1% $250,001 - $1,000,000: 1% $1,000,001 - $3,000,000: 0.70% $3,000,001+: Negotiable
Account minimum: $250,000
Main office
421 East Cook Road
Fort Wayne IN 46825
Advisors at this office
1
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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