Scarsdale, NY Office

Team
Updated today
HSBC SECURITIES (USA) Inc. logo

HSBC SECURITIES (USA) Inc.

Enterprise

Firm-wide stats for HSBC SECURITIES (USA) Inc.

Total advisors

376

Across 60 offices

Clients per advisor

32 Very Low

Avg AUM per client

$307,151 Low

HNW client ratio

15% Typical

About

HSBC Securities (USA) Inc. offers managed account programs to a wide range of clients — including individuals, retirement accounts, charitable organizations, and corporations — through several program types: the client-directed Spectrum Program, fully discretionary Spectrum II and Offshore Spectrum programs, and a wrap-style Managed Portfolio Account (SMA/UMA) and Prism offering for private bank clients. Clients are assigned an Investment Adviser Representative who handles suitability assessments, account maintenance and periodic reviews as part of the program relationship.

The firm’s investment process uses five model risk profiles (from Conservative to Aggressive) and combines strategic and tactical asset-allocation advice developed with HSBC Global Asset Management/AMUS while Global Manager Selection (GMS) and HAIL conduct fund and alternative-fund due diligence and ongoing monitoring; HSBC may rebalance or replace funds and, for Spectrum II and Offshore accounts, exercises full discretion. The brochure shows a substantial portion of managed assets are held in the non‑discretionary Spectrum Program (about $2.28 billion), so the managed-account business is weighted toward client-directed, non‑discretionary portfolios.

Several operational and structural features distinguish the firm from many peers: HSBC Securities operates as an SEC-registered adviser and broker‑dealer and is also registered as a futures commission merchant, and it offers an Offshore Spectrum program for qualified non‑resident aliens that invests in non‑U.S. registered funds and can be subject to longer settlement and jurisdictional constraints. The Programs rely on affiliated and third‑party providers (AMUS, GMS, HAIL and BNY Pershing) for advisory, fund selection, administrative and custody services, a setup the brochure discloses and identifies as creating conflicts the firm manages through policies and disclosure.

Based on HSBC SECURITIES (USA) Inc.

Location

901 Central Park Ave

Scarsdale NY 10583

Advisors at this office

6

Advisors at this office

user avatar

Dennis R

Series 63, Series 66

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Dennis Rodgers is a financial advisor with HSBC Securities (USA) Inc. and holds Series 63 and Series 66 licenses. He has three years of industry experience, including prior roles at PNC Bank and extensive tenure at Marriott. He also serves as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of his primary firm, in addition to his registered representative duties. HSBC Securities (USA) Inc. provides managed account programs for individuals, retirement accounts, charitable organizations, and corporations, offering both client-directed and discretionary investment options. The firm’s investment process incorporates multiple risk profiles and utilizes in-house and affiliated resources for asset allocation, fund selection, and account management.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
user avatar

Nicholas T

Series 63, Series 65

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Nicholas Tedesco is a financial advisor with HSBC Securities (USA) Inc. in Scarsdale, NY, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with HSBC Securities (USA) Inc. since 2013 and also serves as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of the firm, in addition to his registered representative role. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through various client-directed and discretionary strategies. The firm employs a structured investment process combining strategic and tactical asset allocation with due diligence from affiliated providers, serving clients with personalized investment adviser representatives.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
user avatar

Camille R

Series 66

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Camille Ramirez Dostert is a financial advisor with HSBC Securities (USA) Inc. She holds the Series 66 designation and has 24 years of industry experience. Her prior roles include positions at Wells Fargo Clearing Services LLC and Morgan Stanley Private Bank. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through client-directed and discretionary investment solutions. The firm employs a multi-profile risk approach and utilizes affiliated and third-party providers for advisory, fund selection, and custody services.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
user avatar

Richard B

CFP®, Series 63, Series 66

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Richard Brennan is a CFP® with 10 years of industry experience, currently serving at HSBC Securities (USA) Inc. He has previously worked at UBS Financial Services and JP Morgan Chase Bank. His career includes roles at both bank and securities affiliates of major financial institutions. HSBC Securities (USA) Inc. provides managed account programs for individuals, retirement accounts, charitable organizations, and corporations, offering both client-directed and discretionary investment options supported by asset allocation strategies developed with HSBC Global Asset Management. The firm operates as an SEC-registered adviser and broker-dealer and offers specialized programs such as Offshore Spectrum for qualified non-resident investors.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
user avatar

Kevin L

Series 66, Series 63

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Kevin Lacaj is a financial advisor with HSBC Securities (USA) Inc. holding Series 66 and Series 63 licenses and has two years of industry experience. He has worked previously at J.P. Morgan Securities LLC and Lacaj Holding Inc. In addition to his advisory role, he is also a bank officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities, where he sells bank-related products and services. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations, offering a range of client-directed and discretionary portfolio options. The firm employs a multi-profile investment process supported by HSBC Global Asset Management and utilizes both affiliated and third-party providers for its advisory, fund selection, and administrative services.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
user avatar

Rita S

Series 63, Series 66

Scarsdale, NY

HSBC SECURITIES (USA) Inc.

Rita Singh is a financial advisor at HSBC Securities (USA) Inc. with 22 years of industry experience. She holds Series 63 and Series 66 designations and has been with HSBC entities since 2002. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through a range of client-directed and discretionary options. The firm uses model risk profiles and combines strategic and tactical asset allocation developed with HSBC Global Asset Management, providing advisory, fund selection, and administrative services through affiliated and third-party providers.

ESG / Sustainable investing Passive / index investing Active portfolio management Private / alternative investments
View complete list of advisors at this office
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