Huber, Cardono, Moring & Richter, L.P.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Huber, Cardono, Moring & Richter, LP provides investment advisory and portfolio management services to individual clients and related entities such as trusts, estates, and qualified accounts. The firm manages separately managed accounts and implements allocations using mutual funds, exchange-traded funds, stocks and bonds, overseeing roughly $21.7 million in client assets across discretionary and non-discretionary mandates.
The firm’s process begins with a suitability assessment and the preparation of written strategic recommendations, with ongoing periodic reviews (at least annually) and monitoring of other client-held financial assets. Research and screening draw on sources such as Morningstar, MarketWatch and print financial media, and HCMR offers sector allocation and regular rebalancing while billing advisory fees on a percentage-of-AUM basis, billed monthly in arrears.
Several operational features distinguish HCMR from many peers: its management personnel are registered representatives of Cambridge Investment Research, Inc., and the firm discloses that a principal acts as an independent insurance broker and sells insurance and annuity products for separate compensation. The brochure also notes that each investment recommendation is documented on a Strategic Recommendation Form filed with the broker‑dealer and that the firm’s stated client focus is on individuals and their entities rather than a high‑net‑worth specialty.
Client services
Expertise
Fee options
All fees are subject to negotiation; billed monthly in arrears; prorated for contributions and withdrawals within the month
Main office
3700 Buffalo Speedway, Suite 420
Houston TX 77098
Advisors at this office
3
Most active in
Texas
Also doing business as
D/B/A Huber, Cardono, Moring & Richter, L.P. · Huber, Cardono & Moring, L.P. · Huber, Cardono, Moring & Richter, L.P.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Ian C
Series 63, Series 65
Houston, TX
Huber, Cardono, Moring & Richter, L.P.
Ian Cardono is a financial advisor at Huber, Cardono, Moring & Richter, L.P. with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Cambridge Investment Research, Inc. since 2007. Outside of his advisory role, he is an independent insurance agent and is involved in managing silica sand-related businesses. Huber, Cardono, Moring & Richter, L.P. provides portfolio design and investment management primarily for individual clients and related accounts, using mutual funds, ETFs, stocks, and bonds. The firm employs a client-focused process to determine objectives and risk tolerance, and manages approximately $22 million in client assets.
Keith H
CFP®, Series 63
Houston, TX
Huber, Cardono, Moring & Richter, L.P.
Keith Huber is a CFP® professional with 38 years of industry experience, currently serving as the sole advisor at Huber, Cardono, Moring & Richter, L.P. He has been with the firm since 1996 and has also been affiliated with Cambridge Investment Research, Inc. since 2007. Outside of his advisory work, he owns a business related to insurance, benefits, and human resources. Huber, Cardono, Moring & Richter, L.P. provides portfolio design and investment management primarily for individual clients and related accounts, using mutual funds, ETFs, stocks, and bonds, with occasional alternative investments. The firm employs both discretionary separately managed accounts and non-discretionary client accounts and emphasizes a client-directed implementation process with regular portfolio reviews.
David M
Series 63, Series 65
Houston, TX
Huber, Cardono, Moring & Richter, L.P.
David Moring is a financial advisor at Huber, Cardono, Moring & Richter, L.P. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Cambridge Investment Research, Inc. since 2007. In addition to his advisory role, he has practiced law as a solo attorney since 1978 and operates a construction labor contracting business. Huber, Cardono, Moring & Richter, L.P. provides portfolio design and investment management primarily for individual clients and related accounts, focusing on mutual funds, ETFs, stocks, and bonds. The firm uses separately managed accounts and both discretionary and non-discretionary arrangements, emphasizing a client-directed implementation process and annual account reviews.
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