Hudson Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$17,000,000
Clients
39
Advisors
1
of 1 employees
About
The firm is an independent, single‑advisor registered investment adviser that primarily serves individual clients while also working with small businesses, charitable organizations, and retirement plans. It provides fee‑based financial planning, portfolio management (including an asset management offering), and qualified plan consulting.
The firm typically manages client accounts on a non‑discretionary basis and documents objectives through investment policy statements and periodic reviews; it also sponsors a wrap fee program and delivers limited‑scope ERISA 3(21) fiduciary services and pension consulting for plan sponsors. Methods of analysis include fundamental and technical approaches, and the firm relies on third‑party custodians and broker‑dealers to execute and custody client transactions.
What is distinctive for a solo independent RIA is the advisor’s concurrent affiliations: registered representative status with a broker‑dealer, licensed insurance agent activity (including annuity and insurance sales), and an affiliation with other investment advisors, all while sponsoring a wrap program and offering seminars and workshops. Those overlapping roles and product sales are disclosed as potential conflicts of interest and the firm states it operates under a fiduciary duty and gives clients the option to use other providers.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees between $1,500 and $3,000; $500 fee for seminars and workshops.
The firm sells annuities and insurance products for separate commissions.
$400 per hour for qualified plan consulting services.
Fee-only: Negotiable fixed fee ranging between $1,500 and $3,000 for financial planning; $400 per hour for qualified plan consulting services; $500 flat fee for seminars/workshops.
Main office
Westchester NY
Advisors at this office
1
Most active in
Florida · New York
Also doing business as
Hudson Capital Management Inc. · Investment Advisory · Leigh Baldwin Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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