Huntleigh Advisors, Inc. logo

Huntleigh Advisors, Inc.

Updated today

Client assets under management

$747,219,455

Clients

1,795

9% high-net-worth

Advisors

64

of 64 employees

Firm type

Multi-team

30-300 advisors or >$3B in AUM

Clients per advisor

28

Very Low

Average account size

$416,278

About

Huntleigh Advisors serves a mix of individual clients (including high-net-worth individuals), small businesses, charities, trusts, estates, and employer retirement plans. The firm provides discretionary and non‑discretionary asset management, model portfolio programs, a specialized MindShare small‑ and micro‑cap strategy, sub‑advisory services, and ERISA plan advisory services (including both 3(21) and 3(38) arrangements).

The firm uses model asset allocation portfolios that are reviewed at least quarterly alongside customized individual management options, and its MindShare program seeks long‑term capital appreciation by combining fundamental research with investor sentiment analysis and charting. Huntleigh describes the MindShare offering as having SmallCap and MicroCap growth sleeves plus a concentrated Focused Strategy (typically 8–12 names) that carries higher turnover and volatility; the firm also employs a mix of fundamental, technical, cyclical and quantitative analysis across its strategies.

Compared with many enterprise peers, Huntleigh does not offer fixed‑fee arrangements and relies on percentage‑of‑AUM billing and fee sharing with third‑party managers, which the firm discloses can create conflicts of interest. The firm is affiliated with an in‑house broker‑dealer and discloses higher transaction fees in certain broker‑assisted MindShare trades, cash sweep and 12b‑1 revenue arrangements, and it was the subject of an SEC administrative order in 2023 requiring remediation and payment related to disclosure deficiencies; Huntleigh reports steps taken to mitigate conflicts, such as periodic reviews, rebating identified 12b‑1 payments, and converting to advisory share classes when available.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Retired

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Fee options

Percentage

$0 - $1,000,000: 2.00% $1,000,001 - $10,000,000: 1.50% $10,000,001+: 1.00%

Main office location

Huntleigh Advisors, Inc.

7800 Forsyth Blvd., 5 Th Floor

St. Louis MO 63105, United States

Number of offices

10

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lindsey H

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lindsey Holbrook is a financial advisor at Huntleigh Advisors, Inc. with 11 years of industry experience. She holds Series 63 and Series 66 designations and has worked at Huntleigh Advisors, Huntleigh Securities Corporation, Wolfrum and Company, LLC, and David A Noyes & Company. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a variety of fundamental, technical, charting, and quantitative strategies, including its MindShare Small Companies program targeting micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert C

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Chambers is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with five years of industry experience. He holds the Series 66 designation and has worked at Huntleigh Advisors since 2020, following roles at Huntleigh Securities Corporation and Duncan & Perry. Outside of his advisory work, he is a 50% owner of Rowan and Chambers LLC, a non-securities-related limited liability company. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a range of strategies including its MindShare Small Companies program, which combines investor sentiment and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Lon D

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lon Dircks Jr. is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 22 years of industry experience. He holds a Series 66 designation and has worked at firms including Bank of America, Merrill, and Morgan Stanley. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs fundamental, technical, charting, and quantitative methods across its strategies, including a distinctive MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert L

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Link is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses and bringing 49 years of industry experience. He has worked with Huntleigh Securities Corporation since 1997. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, retirement-plan services, and third-party manager solicitation. The firm employs a combination of fundamental, technical, charting, and quantitative methods, including a distinctive MindShare Small Companies program that targets micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Tuan N

Series 63, Series 65

Houston, TX

Huntleigh Advisors, Inc.

Tuan Nguyen is a financial advisor with Huntleigh Advisors, Inc. in Houston, TX, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. He has worked at Huntleigh Advisors and Huntleigh Securities Corporation since 2020 and previously spent seven years with Raymond James and Associates. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory arrangements, and third-party manager solicitation. The firm employs a range of fundamental, technical, charting, and quantitative methods and operates the MindShare Small Companies program targeting micro-, small-, and mid-cap equities through a combination of investor-sentiment analysis and fundamental research.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Mark S

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Mark Schmitt is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding a Series 66 designation. He joined Huntleigh Advisors in 2025 after a 12-year tenure at Caleres, Inc. Outside of his advisory role, he serves as a paid committee member on the Shiloh Village Planning Commission in Shiloh, Illinois. Huntleigh Advisors, Inc. is an SEC-registered investment advisor that serves individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, retirement-plan services, and employs a combination of fundamental, technical, charting, and quantitative methods across its strategies, including the MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Scott R

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Scott Rich is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Huntleigh Advisors since 2016 after 16 years at Mindshare Capital Management. Outside of his advisory role, he is an investor and member of KRD Enterprises, LLC, which operates chiropractic clinics where he provides ongoing business advice. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and a unique MindShare Small Companies program that combines investor-sentiment analysis with fundamental research to manage micro-, small-, and mid-cap equity portfolios.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Larry L

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Larry Little is a financial advisor at Huntleigh Advisors, Inc. with 56 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Huntleigh Securities Corporation since 2017. He is also president of Planning Associates Ltd., where he has been involved in insurance sales since 1976, and owner of Illinois Charity Auctions, Limited, which organizes charitable auctions for 501(c)(3) organizations. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a range of strategies, including a MindShare Small Companies program that integrates investor sentiment, charting, and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

John K

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

John Kurusz is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 42 years of industry experience. He has been with Huntleigh Securities Corporation since 1995 and holds Series 63 and Series 65 licenses. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory arrangements, and third-party manager solicitation. The firm serves individual, high-net-worth, charitable, trust, and business clients, employing a range of fundamental, technical, charting, and quantitative methods across its strategies, including its MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

William R

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

William Rodosky Jr. is a financial advisor with Huntleigh Advisors, Inc., holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked at K. W. Chambers & Co. since 1996 and has owned an accounting practice in Dwight, Illinois, since 1989. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, retirement plan services, and employs a range of investment strategies including a distinctive MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Jerry C

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Jerry Costello II is a financial advisor at Huntleigh Advisors, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Huntleigh Securities Corporation since 2010. Outside of his advisory role, he serves as a director for the Illinois Department of Agriculture. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a distinctive MindShare Small Companies program that combines investor-sentiment analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Brett M

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Brett Mudd is a financial advisor at Huntleigh Advisors, Inc. with seven years of industry experience. He holds a Series 66 designation and has worked previously at firms including Wells Fargo Clearing, Park Avenue Securities, and LPL Financial. Outside of his advisory role, he is involved as a restaurant manager and works as an independent contractor in real estate sales. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and sub-advisory arrangements. The firm employs a variety of investment strategies, including its MindShare Small Companies program, which combines investor-sentiment/charting analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Justin E

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Justin Eggenberger is a financial advisor at Huntleigh Advisors, Inc. with 12 years of industry experience. He holds a Series 66 designation and has worked at Huntleigh Securities Corporation and Huntleigh Advisors, Inc. since 2021, and previously at Datatex Investment Services and K. W. Chambers & Co. Outside of advisory work, he is a teacher at Dwight Grade School and serves as a trustee for the Village of Dwight. He is also co-owner of Adventure Is Out There Travel LLC. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation to individual, high-net-worth, charitable, trust, and business clients. The firm employs a variety of fundamental, technical, charting, and quantitative methods and operates the MindShare Small Companies program targeting micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Richard M

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Richard Morris is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses and seven years of industry experience. His prior roles include positions at Wolfrum and Company, LLC and Horizon Trust, as well as a long tenure at Farmers State Bank. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, retirement plan services, and third-party manager solicitation. The firm employs a range of strategies including a MindShare Small Companies program that combines investor sentiment and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Kenneth C

ChFC®, Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Kenneth Cohen is a ChFC® credentialed financial advisor with 48 years of industry experience. He is currently with Huntleigh Advisors, Inc., having previously worked at Umb Financial Services. Outside of his advisory role, Cohen volunteers as a foster child advocate with Voices for Children and participates in Big Brother Big Sister, a charitable organization. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management and ERISA retirement-plan services. The firm employs a range of strategies including a MindShare Small Companies program that integrates investor sentiment and fundamental research to manage micro-, small-, and mid-cap equity portfolios.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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