Huntleigh Advisors, Inc. logo

Huntleigh Advisors, Inc.

Updated today

Client AUM

$747,219,455

Clients

1,795

Advisors

64

across 5 offices

About

Huntleigh Advisors serves a mix of individual clients (including high-net-worth individuals), small businesses, charities, trusts, estates, and employer retirement plans. The firm provides discretionary and non‑discretionary asset management, model portfolio programs, a specialized MindShare small‑ and micro‑cap strategy, sub‑advisory services, and ERISA plan advisory services (including both 3(21) and 3(38) arrangements).

The firm uses model asset allocation portfolios that are reviewed at least quarterly alongside customized individual management options, and its MindShare program seeks long‑term capital appreciation by combining fundamental research with investor sentiment analysis and charting. Huntleigh describes the MindShare offering as having SmallCap and MicroCap growth sleeves plus a concentrated Focused Strategy (typically 8–12 names) that carries higher turnover and volatility; the firm also employs a mix of fundamental, technical, cyclical and quantitative analysis across its strategies.

Compared with many enterprise peers, Huntleigh does not offer fixed‑fee arrangements and relies on percentage‑of‑AUM billing and fee sharing with third‑party managers, which the firm discloses can create conflicts of interest. The firm is affiliated with an in‑house broker‑dealer and discloses higher transaction fees in certain broker‑assisted MindShare trades, cash sweep and 12b‑1 revenue arrangements, and it was the subject of an SEC administrative order in 2023 requiring remediation and payment related to disclosure deficiencies; Huntleigh reports steps taken to mitigate conflicts, such as periodic reviews, rebating identified 12b‑1 payments, and converting to advisory share classes when available.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Retired

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

$0 - $1,000,000: 2.00% $1,000,001 - $10,000,000: 1.50% $10,000,001+: 1.00%

Main office

See office

7800 Forsyth Blvd., 5th Floor

St. Louis MO 63105

Advisors at this office

56

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin

Also doing business as

Huntleigh Advisors, Inc. · The Huntleigh Group

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lindsey H

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lindsey Holbrook is a financial advisor at Huntleigh Advisors, Inc. with 11 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at Huntleigh Advisors and Huntleigh Securities Corporation since 2024, following previous roles at Wolfrum and Company, LLC, and David A Noyes & Company. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans through discretionary and non-discretionary asset management, model portfolio programs, and specialized strategies such as the MindShare small- and micro-cap approach, which combines fundamental research with investor sentiment analysis and charting.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert C

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Chambers is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with five years of industry experience. He holds the Series 66 designation and has worked at Huntleigh Advisors since 2020, following roles at Huntleigh Securities Corporation and Duncan & Perry. Outside of his advisory work, he is a 50% owner of Rowan and Chambers LLC, a non-securities-related limited liability company. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a range of strategies including its MindShare Small Companies program, which combines investor sentiment and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Lon D

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lon Dircks Jr. is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 22 years of industry experience. He holds a Series 66 designation and has worked at firms including Bank of America, Merrill, and Morgan Stanley. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs fundamental, technical, charting, and quantitative methods across its strategies, including a distinctive MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert L

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Link is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses and bringing 49 years of industry experience. He has worked with Huntleigh Securities Corporation since 1997. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, retirement-plan services, and third-party manager solicitation. The firm employs a combination of fundamental, technical, charting, and quantitative methods, including a distinctive MindShare Small Companies program that targets micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Tuan N

Series 63, Series 65

Houston, TX

Huntleigh Advisors, Inc.

Tuan Nguyen is a financial advisor at Huntleigh Advisors, Inc. in Houston, TX, holding Series 63 and Series 65 licenses with 30 years of industry experience. His prior work includes roles at Raymond James And Associates, Hilltop Securities, Morgan Keegan & Company, LLC, and several other firms. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans, offering discretionary and non-discretionary asset management alongside specialized strategies such as its MindShare small- and micro-cap program. The firm combines fundamental, technical, cyclical, and quantitative analysis in its portfolio approaches and provides both model and customized management options.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Mark S

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Mark Schmitt is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding a Series 66 designation. He joined Huntleigh Advisors in 2025 after a 12-year tenure at Caleres, Inc. Outside of his advisory role, he serves as a paid committee member on the Shiloh Village Planning Commission in Shiloh, Illinois. Huntleigh Advisors, Inc. is an SEC-registered investment advisor that serves individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, retirement-plan services, and employs a combination of fundamental, technical, charting, and quantitative methods across its strategies, including the MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Scott R

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Scott Rich is a financial advisor at Huntleigh Advisors, Inc. with 26 years of industry experience. He has been with Huntleigh Advisors since 2016. Outside of his advisory role, he is an investor and provides business advice for chiropractic clinics through KRD Enterprises, LLC. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans. The firm offers various asset management services, including discretionary and non-discretionary management, model portfolio programs, and a specialized MindShare small- and micro-cap strategy that combines fundamental research with investor sentiment and technical analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Larry L

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Larry Little is a financial advisor at Huntleigh Advisors, Inc. with 56 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Huntleigh Securities Corporation since 2017. He is also president of Planning Associates Ltd., where he has been involved in insurance sales since 1976, and owner of Illinois Charity Auctions, Limited, which organizes charitable auctions for 501(c)(3) organizations. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a range of strategies, including a MindShare Small Companies program that integrates investor sentiment, charting, and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

John K

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

John Kurusz is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 42 years of industry experience. He has been with Huntleigh Securities Corporation since 1995 and holds Series 63 and Series 65 licenses. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory arrangements, and third-party manager solicitation. The firm serves individual, high-net-worth, charitable, trust, and business clients, employing a range of fundamental, technical, charting, and quantitative methods across its strategies, including its MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

William R

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

William Rodosky Jr. is a financial advisor at Huntleigh Advisors, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has operated an accounting practice in Dwight, Illinois since 1989. Rodosky also has a long tenure with K. W. Chambers & Co., spanning over 30 years. Huntleigh Advisors serves individuals, small businesses, charities, trusts, estates, and retirement plans with discretionary and non-discretionary asset management, model portfolio programs, and specialized strategies including a MindShare small- and micro-cap approach that combines fundamental, technical, and quantitative analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Jerry C

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Jerry Costello II is a financial advisor at Huntleigh Advisors, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Huntleigh Securities Corporation since 2010. Outside of his advisory role, he serves as a director for the Illinois Department of Agriculture. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a distinctive MindShare Small Companies program that combines investor-sentiment analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Brett M

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Brett Mudd is a financial advisor at Huntleigh Advisors, Inc. with seven years of industry experience. He holds a Series 66 designation and has worked previously at firms including Wells Fargo Clearing, Park Avenue Securities, and LPL Financial. Outside of his advisory role, he is involved as a restaurant manager and works as an independent contractor in real estate sales. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and sub-advisory arrangements. The firm employs a variety of investment strategies, including its MindShare Small Companies program, which combines investor-sentiment/charting analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Justin E

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Justin Eggenberger is a financial advisor at Huntleigh Advisors, Inc. with 12 years of industry experience. He holds a Series 66 designation and has worked at Huntleigh Securities Corporation and Huntleigh Advisors, Inc. since 2021, and previously at Datatex Investment Services and K. W. Chambers & Co. Outside of advisory work, he is a teacher at Dwight Grade School and serves as a trustee for the Village of Dwight. He is also co-owner of Adventure Is Out There Travel LLC. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation to individual, high-net-worth, charitable, trust, and business clients. The firm employs a variety of fundamental, technical, charting, and quantitative methods and operates the MindShare Small Companies program targeting micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Richard M

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Richard Morris is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses with seven years of industry experience. His prior work includes roles at Wolfrum and Company, LLC, Huntleigh Securities Corporation, and Horizon Trust. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and retirement plans with asset management, model portfolio programs, and specialized strategies such as the MindShare small- and micro-cap approach. The firm employs a combination of fundamental, technical, cyclical, and quantitative analysis across its offerings and reviews its model portfolios at least quarterly.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Kenneth C

ChFC®, Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Kenneth Cohen is a ChFC® credentialed financial advisor with 48 years of industry experience. He is currently with Huntleigh Advisors, Inc., having previously worked at Umb Financial Services. Outside of his advisory role, Cohen volunteers as a foster child advocate with Voices for Children and participates in Big Brother Big Sister, a charitable organization. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management and ERISA retirement-plan services. The firm employs a range of strategies including a MindShare Small Companies program that integrates investor sentiment and fundamental research to manage micro-, small-, and mid-cap equity portfolios.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
View complete list of advisors at this firm
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)