Hutchinson & Ziegler Financial Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$214,877,353
Clients
57
Advisors
2
of 2 employees
About
Hutchinson & Ziegler Financial Advisors is a small, independent advisory firm that provides discretionary investment management and financial planning to individuals, high-net-worth clients, families, trusts, retirement plans and charitable institutions. The firm manages approximately $235 million in client assets for a relatively limited client roster and offers ongoing supervision, periodic rebalancing and consolidated reporting.
The firm constructs broadly diversified, asset-allocation portfolios tailored to each client’s goals, time horizon and tax situation, with an emphasis on low-cost, no-load mutual funds and exchange-traded funds and on tax-efficient asset location. All accounts are managed on a discretionary basis under a documented Investment Policy Statement, with regular semi-annual and annual reviews and periodic rebalancing.
Distinctive features include a two-advisor ownership and advisory team composed of the firm’s principals, both CFP certificants, managing a comparatively large asset base per client; firm policy generally limits implementation to mutual funds and ETFs unless otherwise agreed. The firm operates without commission-based compensation, does not vote proxies on clients’ behalf, and uses an institutional custodian platform to access institutional trading, research and back-office services.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $3,000,000: 0.75% annually $3,000,000 - $5,000,000: 0.50% annually $5,000,000 - $10,000,000: 0.35% annually $10,000,000+: 0.25% annually
$500 per hour for stand-alone financial planning services
Minimum fee: $35,000 per year minimum annual fee, negotiable
Main office
100 Professional Center Drive, Suite 114
Novato CA 94947
Advisors at this office
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Eric Z
CFP®, Series 63, Series 65
Novato, CA
Hutchinson & Ziegler Financial Advisors, Inc.
Eric Ziegler is a CFP® professional with 17 years of experience in financial advisory services. He has been with Hutchinson & Ziegler Financial Advisors, Inc. since 2007, where he is one of two advisors at the firm. Hutchinson & Ziegler Financial Advisors serves individuals, high-net-worth clients, families, trusts, corporate pension and profit-sharing plans, and charitable institutions with discretionary investment management and financial planning. The firm focuses on asset allocation using primarily no-load, low-cost mutual funds and ETFs, tailoring portfolios to clients’ risk tolerance, time horizon, liquidity needs, and tax situations.
Heather H
CFP®, Series 63, Series 66
Novato, CA
Hutchinson & Ziegler Financial Advisors, Inc.
Heather Hutchinson is a CFP® certificant with 21 years of industry experience. She has been a principal at Hutchinson & Ziegler Financial Advisors, Inc. since 2007. Outside of her advisory role, she leads a weekly dance fitness class as an instructor for Marin SHiNE. Hutchinson & Ziegler Financial Advisors, Inc. serves individuals, families, trusts, corporate pension and profit-sharing plans, and charitable institutions by providing discretionary investment management and financial planning. The firm focuses on asset-allocation-driven, long-term portfolios using primarily no-load, low-cost mutual funds and ETFs, with an emphasis on tax efficiency and customized client solutions.
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