A complete list of active advisors currently associated with IAM Financial

Warmer can help you find a great advisor at IAM Financial or one who fits your needs even better.

IAM Financial, LLC is an independent advisory firm that provides financial planning and wealth management primarily to individuals, high‑net‑worth individuals, and trusts, managing roughly $40.6 million across 23 non‑discretionary accounts. Services described in the brochure include comprehensive financial and investment planning, portfolio construction and monitoring, tax analysis, and—when agreed—preparation of clients’ 1040 tax returns, along with regular client communications and educational materials. The firm’s investment approach emphasizes a holistic integration of tax, investment, and estate considerations, using low‑cost exchange‑traded funds and no‑load mutual funds within asset allocation frameworks informed by modern portfolio theory and a long‑term orientation with an allocation tilt that may emphasize small‑cap exposure. Consistent with the brochure, IAM Financial generally operates in a non‑discretionary model: trades and rebalancings are proposed and executed only after client approval, with quarterly monitoring and at least two scheduled review meetings per year. What is distinctive about IAM Financial compared with many peers is the combination of a sole owner who is both a CFP® and an IRS Enrolled Agent—allowing the adviser to provide tax representation and tax return preparation alongside investment advice—and the firm’s regular periodicals and digital content (a complimentary quarterly newsletter, blog, and micro‑blog). The firm also leverages an institutional custodian model marketplace and reporting tools while maintaining policies against commission‑based compensation and combining personalized service features such as same‑day callbacks and a 24‑hour financial emergency response.

To learn more about the advisors currently working at IAM Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.