Imperity Wealth Alliance LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Imperity Wealth Alliance LLC is a registered investment adviser that provides financial planning and discretionary portfolio management to individuals, retirement plans, charitable organizations, and other businesses. The firm offers a broad suite of services — including wealth management, retirement plan consulting, employee benefits, insurance, tax planning, and risk-management solutions — and reported approximately $139.7 million in assets under management.
Advisors typically manage accounts on a discretionary basis and implement a mix of in‑house and third‑party strategies, offering access to Commonwealth’s PPS Custom, PPS Select, and PPS Direct programs, TPAMs, and model portfolios; Personalized Indexing and certain PPS strategies incorporate tax‑harvesting functionality. The firm describes an open‑architecture approach in which advisors may customize model portfolios, select different custodial programs, and rely on Commonwealth’s and third‑party research and portfolio construction teams for ongoing monitoring.
Noteworthy features include the firm’s common ownership with Imperity Tax Planning, LLC and an affiliated insurance agency (Imperity Insurance & Benefits Consulting), and advisors who are dually registered with Commonwealth as broker‑dealer registered representatives and licensed insurance agents. Imperity’s brochure discloses several arrangements that can affect recommendations — advisors may receive commissions for securities and insurance sales, the firm may act as a promoter or subadviser for third‑party managers, it may pay or pass through transaction or platform fees for clients, and it has disclosed financial arrangements with Commonwealth/LPL (including a forgivable loan and advisor loans tied to that relationship).
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning fees may be flat or fixed fees, negotiable per client agreement; retirement plan consulting may include flat fees starting at $300.
$0 - $250,000: 1.40% $250,000 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.85% $5,000,000+: Negotiable
Advisors earn commissions from securities and insurance products; commissions, 12b-1 fees, and other transaction-based fees apply.
Hourly financial planning fees not to exceed $500 per hour.
Account minimum: $1,000 Minimum fee: Minimum annual account fees of $60 (platform fee minimum) and $300 (retirement plan consulting flat fee) Fee-only: Financial planning fees can be hourly (up to $500/hr), fixed or flat fees, or ongoing annual fees negotiable between client and advisor.
Main office
See office445 Broadhollow Road, Suite 203
Melville NY 11747
Advisors at this office
8
Offices (2)
Most active in
California · Connecticut · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia
Also doing business as
Acs Advisory LLC · Comprehensive Financial Partners · Hunt Financial Solutions · Imperity Advisors · Imperity Wealth Alliance LLC · Rzb Wealth Management, LLC · Soundview Financial Management Group, LLC · Steffens Financial Corp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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