Imperity Wealth Alliance LLC logo

Imperity Wealth Alliance LLC

Updated today

Client assets under management

$135,925,006

Clients

363

7% high-net-worth

Advisors

10

of 14 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

36

Low

Average account size

$374,449

About

Imperity Wealth Alliance provides financial planning and discretionary asset management to a mix of retail and institutional clients, including individuals (both non‑high‑net‑worth and high‑net‑worth), pension and profit‑sharing plans, charities, other advisers, and corporations. The firm’s service set described in the brochure includes wealth management, retirement plan consulting, tax planning, insurance and employee‑benefit solutions, and access to model and third‑party managed portfolios.

The firm manages client assets primarily through an open‑architecture platform and Commonwealth’s PPS programs (PPS Custom, PPS Select, PPS Direct), while also offering access to third‑party asset managers (TPAMs) and customized portfolios; advisors generally have discretionary authority and may tailor model allocations to client objectives. Imperity’s investment process incorporates manager due diligence, portfolio construction and ongoing monitoring, and some strategies (for example Personalized Indexing) include tax‑harvesting capabilities.

What distinguishes Imperity from many similar team firms is its dual‑capacity business model and affiliated professional services: advisors are dually registered and may earn commissions and insurance compensation in addition to AUM fees, and the firm is under common ownership with Imperity Tax Planning, LLC and an affiliated insurance/benefits agency. The brochure also discloses firm arrangements with Commonwealth and LPL (including transition/forgivable loan arrangements) and the firm’s role as promoter or subadviser for third‑party programs, all of which are identified as potential sources of conflicts of interest in its disclosures.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner

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Fee options

Fixed

Flat or fixed fees available for Wealth Management Consulting and Retirement Plan Consulting services; Retirement Plan Consulting has flat fees starting at $300 depending on plan assets

Percentage

$0 - $250,000: 1.25% (PPS Custom Transactions maximum annual management fee) $250,001 - $500,000: 1.00% (PPS Custom Transactions) $500,001 - $1,000,000: 0.85% (PPS Custom Transactions) $1,000,001 - $2,000,000: 0.75% (PPS Custom Transactions) $2,000,001+: 0.60% (PPS Custom Transactions) $0 - $250,000: Management fee (negotiable) plus platform fee starting at 0.05% reducing with account size, minimum $60 annual platform fee (PPS Custom Platform) $0 - $50,000: 1.25% (PPS Select Advisor fee maximum) $50,001 - $100,000: 1.00% (PPS Select Advisor fee maximum) $100,001 - $250,000: 0.80% (PPS Select Advisor fee maximum) $250,001 - $500,000: 0.65% (PPS Select Advisor fee maximum) $500,001 - $1,000,000: 0.55% (PPS Select Advisor fee maximum) $1,000,001 - $2,000,000: 0.45% (PPS Select Advisor fee maximum) $2,000,001+: 0.35% (PPS Select Advisor fee maximum) $0 - $250,000: 0.50% (PPS Select Program maximum annual program fee) $250,001+: 0.40% (PPS Select Program maximum annual program fee) $0 - $250,000: 1.50% (PPS Direct Advisor fee maximum) $250,001 - $500,000: 1.25% (PPS Direct Advisor fee maximum) $500,001 - $1,000,000: 1.00% (PPS Direct Advisor fee maximum) $1,000,001 - $2,000,000: 0.75% (PPS Direct Advisor fee maximum) $2,000,001+: 0.50% (PPS Direct Advisor fee maximum) $0+: Up to 1.50% maximum for PPS Direct Program annual program fee

Commissions

Advisors are also licensed insurance agents and earn commissions on insurance products; commissions also earned on securities products sold through Commonwealth

Project-based

Hourly rate up to $500 for financial planning and consulting services

Other

Account minimum: $1,000 (for PPS Select Passive model portfolios, lowest stated minimum) Minimum fee: Minimum annual program fee of $600 ($150 quarterly) for certain PPS Select accounts Fee-only: Negotiable annual fees on asset management programs; financial planning services may be flat fee, hourly rate up to $500/hour, or annual fee

Main office location

Imperity Wealth Alliance LLC

445 Broadhollow Road, Suite 203

Melville NY 11747, United States

Number of offices

3

Most active in

California · Connecticut · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael H

Series 63, Series 65, Series 66

Melville, NY

Imperity Wealth Alliance LLC

Michael Hunt is a financial advisor with Commonwealth Financial Network, holding Series 63, 65, and 66 licenses and 25 years of industry experience. He has worked at several firms including Prudential Insurance Company of America, Principal Securities Inc, and Hunt Financial Solutions. Outside of advising, he is involved in tax preparation and planning through his co-ownership of multiple tax service entities. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs, operational support, and investment management services, including discretionary model portfolios and customized solutions, while enabling advisors to offer tailored advice under Commonwealth’s supervision.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Richard Z

CFP®, PFS™, Series 63

Melville, NY

Imperity Wealth Alliance LLC

Richard Zerah is a CFP® and PFS™ with 33 years of industry experience. He is currently with Commonwealth Financial Network and has previously worked at Principal Securities Inc. and operated his own tax and accounting firms, including Zerah & Company CPAs PC. In addition to financial advising, he is involved in tax preparation through multiple CPA entities he co-owns. Commonwealth Financial Network serves a national network of advisors, providing a range of advisory programs and back-office support including operations, trading, technology, and compliance. The firm offers customizable investment solutions and model portfolios managed by its Investment Management and Research team.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Alexander D

Series 63, Series 65

Melville, NY

Imperity Wealth Alliance LLC

Alexander Dimartini is a financial advisor at Commonwealth Financial Network with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at UBS Financial Services and Royal Alliance Associates, Inc. He is also the owner of SoundView Wealth Management Group, LLC, which facilitates securities, advisory, and insurance business. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, offering a variety of advisory programs and services including wealth management and retirement plan consulting. The firm supports advisors with operations, trading, technology, investment management, compliance, and practice-management resources.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Robert A

Series 63

Melville, NY

Imperity Wealth Alliance LLC

Robert Adler is a financial advisor with Commonwealth Financial Network, holding a Series 63 designation and over 40 years of industry experience. His career includes roles at Principal Life Insurance Company and Principal Securities Inc., along with co-ownership of Imperity Advisors, LLC. Outside of finance, he has worked as a ski instructor at Windham Mountain Resort. Commonwealth Financial Network serves a national network of nearly 3,000 advisors, providing advisory programs, wealth management, and retirement plan consulting. The firm offers a range of investment solutions and operational support, enabling advisors to manage diversified client portfolios with access to discretionary model portfolios and various program structures.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Douglas D

Series 63

Melville, NY

Imperity Wealth Alliance LLC

Douglas Didominica is a financial advisor with Commonwealth Financial Network, holding a Series 63 designation and 29 years of industry experience. His prior roles include positions at Principal Securities Inc. and Principal Life Insurance Co. He is also involved in tax preparation and planning services through Imperity Group, LLC. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing a range of advisory programs and support services including wealth management, retirement plan consulting, and access to third-party asset managers. The firm offers various program structures and discretionary model portfolios while acting as a platform provider for affiliated advisors.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Robert Z

CFP®, PFS™, Series 63

Melville, NY

Imperity Wealth Alliance LLC

Robert Zerah is a CFP® and PFS™ credentialed advisor with 33 years of industry experience. He is currently affiliated with Commonwealth Financial Network and is co-owner of RZB Wealth Management, LLC, as well as two tax and accounting firms, Zerah & Company CPAs PC and Gutterson & Cohen Tax Specialists, LLC, where he is involved in tax preparation services. Prior to joining Commonwealth, he worked at Principal Securities INC. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors with a range of advisory programs, including wealth management and retirement plan consulting. The firm provides operations, technology, compliance, and investment management support, allowing advisors discretion to construct portfolios using various securities and insurance products.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Joseph G

Series 63, Series 65

New York, NY

Imperity Wealth Alliance LLC

Joseph Granato is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 designations and bringing 34 years of industry experience. His prior roles include positions at Comprehensive Financial Partners, LPL Financial, INVEST Financial Corporation, and Signator Investors, Inc. He also spends part of his time on fixed insurance sales. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, offering advisory programs and services such as wealth management, retirement plan consulting, and access to third-party asset managers. The firm provides operational, trading, technology, investment management, compliance, and practice-management support to affiliated advisors.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Joseph P

Series 66

Melville, NY

Imperity Wealth Alliance LLC

Joseph Principe is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and 20 years of industry experience. He previously worked at Principal Securities Inc. and Principal Life Insurance Company for 16 years. Outside of his advisory role, he provides information technology consulting through Intellisys Networks. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm offers a range of advisory programs and services, including discretionary model portfolios and customized investment solutions, while providing operational and compliance support to affiliated advisors.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Brian D

Series 66

Melville, NY

Imperity Wealth Alliance LLC

Brian Di Dominica is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Imperity Advisors, Principal Securities Inc, Principal Life Insurance Company, and Spark451. Outside of his advisory work, he is involved in tax preparation through Imperity Tax Planning. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, offering a variety of advisory programs and services. The firm provides operations, trading, technology, investment management, compliance, and practice-management support, enabling advisors to construct portfolios from a broad range of securities and insurance products while managing discretionary model portfolios through its Investment Management and Research team.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

John O

CFP®, Series 63

New York, NY

Imperity Wealth Alliance LLC

John Osorio is a CFP® professional with 34 years of experience in the financial industry. He is currently affiliated with Commonwealth Financial Network and Comprehensive Financial Partners, having previously worked at LPL Financial and INVEST Financial Corporation. Outside of advisory services, he is involved in tax preparation through Comprehensive Financial Partners. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs, technology, and back-office support, allowing advisors discretion in portfolio construction while offering managed model portfolios and various program structures.

Wealth management Retirement income strategy Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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