In The Game Wealth Management

In The Game Wealth Management is a state-registered, fee-only advisory firm that serves high-net-worth individuals, corporations, other advisers, and charitable organizations, offering holistic financial planning, project-based planning, and stand-alone investment management. The brochure also discloses add-on tax services and the availability of educational seminars or speaking engagements as part of its service menu.

The firm combines holistic planning with discretionary portfolio management, developing individualized investment policies based on clients’ goals, time horizons, risk tolerances and liquidity needs, and primarily employs stocks, bonds, mutual funds, ETFs, variable annuities and cash equivalents. Its methods emphasize fundamental analysis and Modern Portfolio Theory and it uses a mix of active and passive strategies, may impose client-directed restrictions, and can engage third-party professionals as needed.

Notable in the brochure is the addition of retirement plan consulting for small-business plans, including assistance with investment policy statements and participant education delivered as ERISA-defined educational services—offerings that are uncommon among peers. The firm also provides tax services through an affiliated accounting practice (with no fee sharing disclosed) and requires clients to custody assets with its chosen custodian (Altruist) for discretionary management, which affects how it executes and reports investment services.