A complete list of active advisors currently associated with Income Associates

Warmer can help you find a great advisor at Income Associates or one who fits your needs even better.

The firm offers discretionary asset management, comprehensive and hourly financial planning, and retirement-plan advisory services to individuals, high‑net‑worth clients, and business entities. It also provides ERISA plan services as a limited‑scope 3(21) fiduciary for employer‑sponsored retirement plans, including 401(k), 403(b), pension and profit‑sharing plans. The investment approach is client‑specific and discretionary, emphasizing asset allocation, portfolio monitoring, and a mix of fundamental, technical and quantitative analysis to match stated goals and risk tolerance. The firm commonly implements strategies by subscribing to third‑party model portfolios and engaging sub‑advisors and managed programs (via platforms such as a model marketplace, Orion Portfolio Solutions, Dunham & Associates, and American Funds), while retaining responsibility for suitability and ongoing oversight. Noteworthy for a solo independent adviser, the principal also operates as a licensed insurance agent and receives commissions on insurance product sales (about 30% of the principal’s time), a relationship disclosed as a potential conflict of interest. For a small firm managing roughly $11 million for about 80 clients, the combination of ERISA 3(21) pension consulting, commissionable insurance activities, and extensive use of multiple outsourced model and sub‑advisor platforms is uncommon among peers.

To learn more about the advisors currently working at Income Associates, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.