Clinton, OH Office

Independence Capital Company, Inc. provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), corporations and other entities, managing roughly $118.7 million across about 300 client relationships supported by an 18‑person advisory team. Its services include ongoing discretionary and non‑discretionary portfolio management, customized Investment Policy Statements, hourly financial planning, and introductions to third‑party money managers and ERISA account advice.

The firm uses fundamental analysis and a long‑term trading orientation, tailoring portfolios to clients’ objectives, time horizons and documented risk tolerances and employing a broad range of securities including equities, corporate and government debt, ETFs, mutual funds and various alternative investments. ICC documents client risk and strategy in written investment policy statements, may delegate management to outside managers, and discloses arrangements such as fee‑sharing with those third‑party managers.

What distinguishes the firm from many peers is its combination of advisory and broker‑dealer activities and related business affiliations: its advisors are registered representatives and insurance agents, it conducts commission‑based business through an introducing broker‑dealer, and principals have affiliations with an accounting practice, a law practice and an insurance agency. The brochure also discloses recent regulatory matters — including a 2025 FINRA settlement related to supervision of certain bond recommendations and an earlier administrative consent order — and states the firm has satisfied the required remedial actions.