Carlsbad, CA Corte Del Nogal Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$12,285,674,078
ClientsTotal clients
25,896
AdvisorsAdvisors at this office
2
Of 461 advisors across 291 offices
Location
2035 Corte Del Nogal, Ste. 150
Carlsbad CA 92011
Advisors at this office
2
Advisors at this office
Victoria P
Series 63, Series 65
Carlsbad, CA
Independent Financial Group, LLC
Victoria Plum is a financial advisor at Independent Financial Group, LLC with 15 years of industry experience. She holds Series 63 and Series 65 credentials and has worked at Independent Financial Group since 2015. Victoria also operates a business entity, Victoria Plum, LLC, for tax and investment purposes. Independent Financial Group is a large integrated advisory and brokerage firm serving individuals, trusts, corporations, business owners, and plan sponsors. The firm offers investment advisory programs, financial planning, and retirement plan services, using a combination of in-house and third-party manager models tailored to client risk profiles, and operates both as a registered investment adviser and an active broker-dealer.
Mark E
CFP®, Series 63, Series 66
Carlsbad, CA
Independent Financial Group, LLC
Mark Ealy is a CFP® professional with 24 years of industry experience, currently serving at Independent Financial Group, LLC since 2009. He is a board member of Solutions for Change, a nonprofit organization addressing homelessness. Independent Financial Group, LLC is a dual-registered broker-dealer and SEC-registered investment adviser that provides brokerage, portfolio management, financial planning, and retirement plan services to individuals, charities, corporations, and plan sponsors. The firm manages approximately $11.3 billion in regulatory assets and offers advisory programs through its AccessPoint platform and third-party asset managers.
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