New York, NY West 56th Street Office
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Independent Financial Group, LLC
Enterprise
Firm-wide stats for Independent Financial Group, LLC
About
Independent Financial Group, LLC provides investment advisory and brokerage services to a broad client base that includes individuals, high‑net‑worth clients, trusts, corporate and pension/profit‑sharing plans, and charitable organizations. The firm offers financial planning, discretionary and non‑discretionary portfolio management through its AccessPoint and Schwab CAM platforms, third‑party asset manager (TPAM) programs, separately managed accounts, unified managed accounts, and retirement plan services.
Investment Adviser Representatives (IARs) develop and implement client strategies using firm‑ and third‑party models, with client risk tolerances gathered via questionnaires to create Statements of Investment Selection and tailored proposals. The firm’s model construction and manager selection processes combine strategic asset allocation, multi‑manager/hybrid portfolios, and ongoing due diligence and monitoring, with a mix of passive and active exposures across standard risk profiles.
Compared with many large enterprise firms, IFG operates as a dually registered broker‑dealer and investment adviser—its brochure discloses that many IARs are dually licensed and that commissionable brokerage and ticket‑charge markups remain part of the business, creating potential conflicts that the firm describes and monitors. The firm is privately owned with no network affiliation and discloses several regulatory matters and remediation actions (including recent SEC and FINRA matters and a late Form 13F filing), as well as participation in third‑party programs (e.g., FundVest and cash‑sweep arrangements) that distinguish its revenue and custody relationships from many peers.
Based on Independent Financial Group, LLC
Expertise
Based on Independent Financial Group, LLC
Location
150 West 56th Street, Suite 4012
New York NY 10019
Advisors at this office
4
Advisors at this office
Eric W
CFP®, Series 66
New York, NY
Independent Financial Group, LLC
Eric Wong is a CFP® professional affiliated with Independent Financial Group, LLC, with four years of industry experience. He has worked at W Wealth Strategies and Independent Financial Group since 2021 and previously spent one year with Lee, Nolan & Koroghlian. Wong is also engaged in insurance sales, including life, long-term care, and disability income insurance, and provides tax preparation services. Independent Financial Group, LLC offers investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, trusts, and retirement plans. The firm employs both firm- and third-party models for portfolio management, combining strategic asset allocation and multi-manager approaches with ongoing due diligence.
Frank W
CFP®, Series 63
New York, NY
Independent Financial Group, LLC
Frank Wong is a CFP® professional with 43 years of industry experience. He has been with Independent Financial Group, LLC since 2017 and previously worked at National Planning Corporation and Mass Mutual Investors Services. Outside of his advisory role, he volunteers as a part-time teacher at Hunter College and provides tax preparation and insurance services through his independent activities. Independent Financial Group, LLC offers investment advisory and brokerage services to a diverse client base including individuals, high-net-worth clients, trusts, and retirement plans. The firm employs a combination of strategic asset allocation, multi-manager portfolios, and ongoing due diligence to develop tailored investment strategies using both firm and third-party models.
Jason W
Series 66
New York, NY
Independent Financial Group, LLC
Jason Wong is a financial advisor at Independent Financial Group, LLC with one year of industry experience. He holds a Series 66 designation and has previous experience at Kiewit Corporation and Lafayette College. Outside of his advisory role, he is also a licensed administrative assistant for W Wealth Strategies. Independent Financial Group, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, trusts, and corporate and retirement plans. The firm utilizes a range of portfolio management options and third-party programs, employing both passive and active investment strategies tailored to client risk profiles.
Kyle W
CFP®, Series 63, Series 65
New York, NY
Independent Financial Group, LLC
Kyle Wong is a CFP® professional with eight years of industry experience, currently serving as an advisor at Independent Financial Group, LLC. His prior experience includes roles at Goldman Sachs & Co. LLC and F3 Logic, LLC. In addition to his advisory work, he is involved in tax preparation and insurance sales through affiliated outside business activities. Independent Financial Group, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, trusts, and plans. The firm offers financial planning and portfolio management using both firm and third-party strategies, combining active and passive investments across various risk profiles.
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