Reno, NV Office
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Independent Financial Group, LLC
Enterprise
Firm-wide stats for Independent Financial Group, LLC
About
Independent Financial Group, LLC provides investment advisory and brokerage services to a broad client base that includes individuals, high‑net‑worth clients, trusts, corporate and pension/profit‑sharing plans, and charitable organizations. The firm offers financial planning, discretionary and non‑discretionary portfolio management through its AccessPoint and Schwab CAM platforms, third‑party asset manager (TPAM) programs, separately managed accounts, unified managed accounts, and retirement plan services.
Investment Adviser Representatives (IARs) develop and implement client strategies using firm‑ and third‑party models, with client risk tolerances gathered via questionnaires to create Statements of Investment Selection and tailored proposals. The firm’s model construction and manager selection processes combine strategic asset allocation, multi‑manager/hybrid portfolios, and ongoing due diligence and monitoring, with a mix of passive and active exposures across standard risk profiles.
Compared with many large enterprise firms, IFG operates as a dually registered broker‑dealer and investment adviser—its brochure discloses that many IARs are dually licensed and that commissionable brokerage and ticket‑charge markups remain part of the business, creating potential conflicts that the firm describes and monitors. The firm is privately owned with no network affiliation and discloses several regulatory matters and remediation actions (including recent SEC and FINRA matters and a late Form 13F filing), as well as participation in third‑party programs (e.g., FundVest and cash‑sweep arrangements) that distinguish its revenue and custody relationships from many peers.
Based on Independent Financial Group, LLC
Expertise
Based on Independent Financial Group, LLC
Location
1495 Ridgeview Drive, Suite 220
Reno NV 89519
Advisors at this office
2
Advisors at this office
Thomas O
Series 63, Series 65
Reno, NV
Independent Financial Group, LLC
Thomas Otten is a financial advisor with Independent Financial Group, LLC in Reno, NV, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has previously worked at firms including First Allied Advisory Services, Avisen Advisors, Wells Fargo Clearing, and Prudential Equity Group. Otten is also the owner and Investment Adviser Representative of Analytic Wealth Strategies, Inc., a financial and advisory services firm he has operated since 2009, and serves as co-trustee for a family trust. Independent Financial Group, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, and institutions. The firm offers various portfolio management and financial planning services, utilizing both firm and third-party models with a mix of passive and active investment strategies.
Michael M
Series 63, Series 65
Reno, NV
Independent Financial Group, LLC
Michael Moss is a financial advisor with Independent Financial Group, LLC in Reno, NV, holding Series 63 and Series 65 credentials and offering 44 years of industry experience. Prior to joining Independent Financial Group in 2014, he worked at firms including Merrill and First Allied Advisory Services. He is a 50% owner and officer of M Group Advisors LLC, a business entity involved in marketing securities, advisory, and insurance services. Independent Financial Group, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, trusts, corporate and pension plans, and charitable organizations. The firm offers a range of financial planning and portfolio management services using both firm-developed and third-party models, combining active and passive investment strategies tailored to client risk profiles.
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