Independent Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and comprehensive financial planning for individuals, families, estates, trusts, and non‑investment businesses, and can work with individual, joint, retirement, trust, UTMA, and UGMA account types. Services described in the brochure include allocated portfolios, tactical and structured‑outcome strategies, one‑time and subscription planning, and assistance with transferring or managing held‑away accounts such as 401(k) participant and HSA accounts.
Its investment approach emphasizes active screening and ongoing monitoring, using a mix of analysis techniques—fundamental, technical, chart, and cyclical—and a range of strategies from long‑term investing to short‑term trading, options, margin, and short sales where suitable. The firm conducts formal portfolio reviews at least annually, coordinates with clients’ other advisers (tax, estate, legal), and requires custody through institutional brokers (Interactive Brokers or Charles Schwab).
Distinctive elements noted in the brochure include the use of a third‑party platform (Pontera) to facilitate discretionary management of held‑away defined‑contribution plan participant accounts and an explicit offering of structured‑outcome strategies and margin/options trading, which are less common among peers. The brochure also directs clients to third‑party resources (for example, the SEC adviser database) and details relationships with institutional custodians whose research and platform services the firm uses to support portfolio implementation.
Client services
Expertise
Fee options
$50,000 - $149,999: 1.5% $150,000 - $499,999: 1.25% $500,000 - $999,999: 1% $1,000,000 - $2,999,999: 0.75% $3,000,000+: 0.5%
Account minimum: $50,000 Fee-only: Financial planning fees: one-time fees range from $1,500 to $4,500; ongoing subscription fees range from $400 to $800 per period (month, quarter, or semi-annual)
Main office
9620 NE Tanasbourne Dr, Suite 300
Hillsboro OR 97124
Advisors at this office
1
Most active in
Oregon
Also doing business as
Independent Investment Advisors · Mlig Management Group Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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