Indfin LLC

The firm provides discretionary and non‑discretionary investment management, comprehensive financial planning, and as‑needed advisory consulting to individuals, high‑net‑worth individuals and corporate clients, and serves as a fiduciary when advising retirement plan accounts and IRAs. It manages ongoing client relationships and reporting for a small client base of about 55 accounts with roughly $128 million in reported assets under management.

Investment portfolios are constructed around target asset allocations and implemented with individual stocks and bonds, ETFs and mutual funds as appropriate, with periodic rebalancing and stop‑loss orders used to manage risk. The firm uses research tools such as Morningstar Advisor Workstation and Quantum Online and, unusually for similarly sized independent advisers, discloses the use of borrowing and derivative instruments within separately managed accounts.

The brochure notes two uncommon affiliations: the firm has a relationship with a municipal advisory business and a principal is also a licensed insurance agent, both of which the firm discloses and says could present conflicts of interest. The practice is a solo‑advisor model that does not sponsor wrap fee programs and relies on third‑party custodians for account custody and client statements.