Indigo Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Indigo Asset Management provides discretionary portfolio management and other investment advice to individuals and their families, as well as businesses, retirement plans, trusts, and estates. The firm also assists with held‑away employer benefit accounts and offers pension consulting, including access to third‑party platforms to manage 401(k) and cash‑balance plan participant accounts without taking custody.
The firm follows a prudent‑investor approach focused on strategic asset allocation and diversification, implementing portfolios mainly through pooled vehicles such as mutual funds and ETFs and employing tactical overlays when warranted. Accounts are managed on a discretionary basis with at least quarterly reviews, rebalancing, and written performance reporting to clients.
Compared with many solo independent advisors, Indigo is unusual for offering pension consulting and for arranging independent‑access platform relationships to work with held‑away retirement plan assets. The firm is fee‑only, operates as a single‑advisor practice with roughly $11.2 million in AUM and a small client base, and requires clients to maintain custody and trade execution through its chosen custodian, which the firm notes provides institutional services that benefit its operations.
Client services
Expertise
Fee options
Fixed fees may apply for Other Advice, mutually agreed with client
For Other Advice, fees may be time and material based, mutually agreed with client
Minimum fee: $250 per quarter ($1,000 annually) fixed fee minimum Fee-only: Fee-only advisor compensated solely by client fees; no commissions or other compensation
Main office
New Canaan CT
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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