Infinium Investment Advisors, LLC

Infinium advises individuals (including high‑net‑worth clients), employee‑sponsored retirement plans, trusts, institutions, and estates, providing discretionary and non‑discretionary investment management, financial planning, retirement‑plan consulting, and access to third‑party money managers. The firm charges fees based primarily on a percentage of assets under management and implements portfolios that include equities, ETFs, mutual funds, options, alternative investments, and cash.

The firm’s investment process centers on asset allocation informed by modern portfolio theory and tailored model portfolios (e.g., growth and dividend equity sleeves, bond sleeves of varying maturities), with active monitoring and periodic rebalancing to manage market risk and cash exposure. Infinium integrates financial planning deliverables and retirement participant education/enrollment into its advisory relationship and leverages third‑party platforms and TPMMs (including a Pontera connection for held‑away participant account management) to implement and oversee specialized or away‑custody assets.

Distinctive features include governance by a single managing member who also serves as the firm’s chief compliance officer and a compact advisory team managing roughly $155 million in regulatory AUM, an organizational profile that is less common among supported firms. The firm also emphasizes recurring client communications and reporting (including periodic reports, an annual privacy notice, and a documented incident‑response program) and uses outsourced administrative technology for data reconciliation, performance reporting, and client servicing.