Innovest Strategies LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Innovest Strategies serves individuals as well as a variety of institutional and plan clients, including retirement plan sponsors, trusts, charitable organizations, and corporate entities. The firm offers comprehensive asset management, standalone financial planning and tax planning, and retirement plan consulting with discretionary portfolio management and investment recommendations that may include ETFs, mutual funds, individual stocks and bonds.
The firm’s investment process uses a mix of fundamental analysis, technical analysis and charting and employs long-term, short-term and trading strategies as appropriate to client objectives and risk tolerances; client relationships begin with one or more meetings and include at least annual reviews. Innovest manages about $26.8 million on a discretionary basis and generally maintains liquidity through conservative cash instruments such as money market funds, CDs or short-term government-backed debt.
What is distinctive for a small independent adviser is the combination of financial, tax and real estate capabilities: the principal holds CPA and real estate licenses, the firm is affiliated with accounting and real estate activities, and it participates as a managing member in several real estate holding companies while offering separate tax-preparation, accounting and real estate services under separate engagement agreements. The firm’s client mix and services are broader than many solo advisers, with engagements that include pension and profit-sharing plans, other investment advisers, banks or thrifts, insurance companies, state or municipal entities and, unusually for a firm this size, a sovereign wealth fund.
Client services
Expertise
Fee options
Fixed fees for accounts under $250,000 based on selected Plan tier (see page 7)
$0 - $250,000: Fixed fee based on selected Plan tier (see fixed fee schedule on page 7) $250,000.01+: 1.25% for first $500,000; 1.00% for next $500,000; 0.75% for next $4,000,000; 0.50% above $5,000,000 (see tiered schedule on page 8)
Financial planning services up to $500/hour; Retirement Plan Consulting initial setup hourly fee up to $500/hour; participant enrollment $125 per participant
Account minimum: $50,000 Minimum fee: Fixed fee schedule for accounts under $250,000; minimum AUM for these tiers is $50,000 Fee-only: Financial planning charged hourly up to $500/hour; Retirement Plan Consulting hourly setup fee up to $500/hour
Main office
134 Wind Chime Court
Raleigh NC 27615
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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