A complete list of active advisors currently associated with Integral Financial LLC

Warmer can help you find a great advisor at Integral Financial LLC or one who fits your needs even better.

Integral Financial LLC is classified as an investment manager, but its brochure describes providing portfolio management services to individual clients and discloses $0 in assets under management as of 12/31/2010. The firm states that fees are negotiable and billed on a recurring basis and offers customary advisory services centered on constructing and monitoring client portfolios. The firm’s stated approach allocates across U.S. and international equities, U.S. bonds, and cash, implementing allocations with low-cost index funds and FDIC‑insured certificates of deposit and U.S. Treasuries (with maturities staggered and not longer than twenty years); portfolios are rebalanced annually and managed with a buy‑and‑hold, low‑turnover philosophy. The brochure highlights the specific risks of bank CDs and index funds, and the firm discourages frequent trading to limit transaction costs and tax impacts. Notably, the firm is also a registered broker‑dealer and has management persons who are registered representatives, and the brochure discloses that the firm may receive commissions and soft‑dollar benefits from broker‑dealers and evaluates broker compensation when placing trades—features that are uncommon among firms in this category. The firm’s disclosures also describe policies on personal trading, conflicts of interest and proxy voting limitations, and report prior regulatory actions against the firm’s principal, including fines and a suspension.

To learn more about the advisors currently working at Integral Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.