A complete list of active advisors currently associated with Integrity Asset Management, LLC

Warmer can help you find a great advisor at Integrity Asset Management, LLC or one who fits your needs even better.

Integrity Asset Management, LLC is an SEC‑registered investment adviser that provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients. The solo adviser manages both discretionary and non‑discretionary accounts and recommends a range of investments including equities, fixed income, ETFs, real estate funds (including REITs), annuities, commodities and options, with roughly $49 million in assets under management for about 66 clients. The firm documents client objectives and risk tolerances in an Investment Policy Statement and uses charting, fundamental analysis and modern portfolio theory to construct and monitor portfolios; strategies can include long‑ and short‑term trading as well as margin and options when appropriate. IAM seeks discretionary authority for trading, reports account activity regularly through custodial statements, and states it follows fiduciary duties and best‑execution practices. Noteworthy for a firm of its size, the brochure discloses that the firm’s principal has ownership interests in related real‑estate entities and other private business ventures and may offer investment opportunities from those activities, a potential source of conflicts that IAM discloses to clients. The firm also manages at least one account that pays a performance‑based fee (with a high‑water‑mark provision) while maintaining policies intended to prevent systematic advantage between performance‑fee and non‑performance‑fee accounts.

To learn more about the advisors currently working at Integrity Asset Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.