Integrity Prosperity Security (IPS) Strategic Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$90,691,040
Clients
194
Advisors
1
of 3 employees
About
The firm provides personalized financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses, and it also acts as adviser and sub-adviser to an investment company through the IPS Strategic Capital Absolute Return Fund. Services include discretionary portfolio management, financial planning and hourly planning engagements, along with subscription periodicals and special reports on securities.
The firm’s investment approach emphasizes options-based, risk-managed strategies — primarily trading exchange-listed index options (noting the fund’s index-option tax treatment described as 60%/40%) — coupled with top-down tactical asset allocation using dynamic conditional correlation and technical analysis. It offers hedge overlay services and constructs bespoke structured or synthetic buffered portfolios using combinations of fixed income and options, typically implementing strategies under discretionary authority with periodic account reviews.
Noteworthy and less common features include serving as the investment manager to an open-ended mutual fund while excluding client fund shares from direct advisory fees, issuing subscription periodicals and special reports, and providing firm-generated performance reports for clients. The firm also discloses that some personnel may be licensed to sell insurance products and that an external entity conducts oversight and audits of parts of its compliance function, and it regularly aggregates and executes options trades across client accounts.
Client services
Expertise
Fee options
Financial planning fees range from $1,000 to $3,500, negotiable
Less than $100,000 - null: 1.00% $100,000 - $500,000: $5,000/year or 1.00% Greater than $500,000+: 1.00%, negotiable between 1% to 3%
$250 per hour for limited scope planning engagements and changes to financial plans after delivery
Account minimum: $500,000 Minimum fee: Minimum annual fee of $5,000, negotiable Fee-only: Fee-only financial planning and investment management services; financial plans fee from $1,000 to $3,500 (negotiable); hourly planning services at $250/hour
Main office
215 S Wadsworth Blvd, Ste 540
Denver CO 80226
Advisors at this office
1
Most active in
Colorado
Also doing business as
Integrity Prosperity Security (Ips) Strategic Capital · Investment Portfolio Solutions · Investment Protection Service · Mutual Fund Protection Service · Mutual Fund Protection Service Dba Ips Strategic Capital
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")