Internet Securities
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm advises pooled vehicles organized as series LLCs that invest in late‑stage, privately held technology companies and serves accredited individual and institutional limited partners rather than retail clients. Each series is dedicated to a single company and operates with its own governance and compensation arrangements.
Its investment approach centers on equity‑targeted commitments to late‑stage technology companies, driven by ongoing industry research and discretionary selection of portfolio investments, with periodic reporting to limited partners. The firm uses third‑party custodians and a fund administrator and may create special purpose vehicles with tailored fee and compensation structures for particular investments.
Distinctive features disclosed in the brochure include the principal’s active affiliation as a registered representative of a FINRA broker‑dealer and substantial outside investment banking activity, which the firm identifies as a potential conflict when raising capital or providing transaction services to portfolio companies. The brochure also discloses historical FINRA regulatory actions involving the principal for supervisory and net capital matters in 2010–2011, and notes the firm may take small direct equity stakes in portfolio companies while varying fees and carried interest by series.
Client services
Portfolio management
Expertise
Private / alternative investments
Business ownership considerations
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Fee options
Investment banking commissions for private placements, M&A advisory, or secondary market transactions may be charged by affiliated broker-dealer.
Carried interest ranging from 0% to 20% of profits above the cost basis, varying by series LLC; e.g., 20% carried interest on profitable exits.
Account minimum: $100,000
Main office location
Internet Securities
300 Frank H. Ogawa Plaza, Suite 238
Oakland CA 94612, United States
Number of offices
1
Most active in
Internet Securities has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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