Internet Securities
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm advises pooled vehicles organized as series LLCs that invest in late‑stage, privately held technology companies and serves accredited individual and institutional limited partners rather than retail clients. Each series is dedicated to a single company and operates with its own governance and compensation arrangements.
Its investment approach centers on equity‑targeted commitments to late‑stage technology companies, driven by ongoing industry research and discretionary selection of portfolio investments, with periodic reporting to limited partners. The firm uses third‑party custodians and a fund administrator and may create special purpose vehicles with tailored fee and compensation structures for particular investments.
Distinctive features disclosed in the brochure include the principal’s active affiliation as a registered representative of a FINRA broker‑dealer and substantial outside investment banking activity, which the firm identifies as a potential conflict when raising capital or providing transaction services to portfolio companies. The brochure also discloses historical FINRA regulatory actions involving the principal for supervisory and net capital matters in 2010–2011, and notes the firm may take small direct equity stakes in portfolio companies while varying fees and carried interest by series.
Client services
Expertise
Occupation focus
Fee options
Investment banking commissions for private placements, M&A advisory, or secondary market transactions may be charged by affiliated broker-dealer.
Carried interest ranging from 0% to 20% of profits above the cost basis, varying by series LLC; e.g., 20% carried interest on profitable exits.
Account minimum: $100,000
Main office
300 Frank H. Ogawa Plaza, Suite 238
Oakland CA 94612
Advisors at this office
1
Most active in
California
Also doing business as
Internet Securities · Internet Securities, Incorporated · Technology Fund
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
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Bank
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Trust company
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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