Investek Company

Investek Company provides discretionary portfolio management and financial advice primarily to individual investors and small businesses, offering services such as managed accounts in stocks, bonds and ETFs, retirement account management, short-term cash management, and tax-free municipal bonds aimed at high-income clients. The brochure states the firm customizes portfolios to clients’ objectives and accepts accounts with stated minimums for regular and retirement accounts.

The firm's investment process relies on fundamental analysis and an assessment of the economic outlook to select securities and may allocate to ETFs when appropriate; it states portfolios are intended to be diversified but also cautions that diversification is limited and does not guarantee protection against loss. Investek operates with discretionary trading authority on client accounts, conducts quarterly reviews (or upon client request), and has procedures to notify clients if account values decline substantially.

Noteworthy features for a small advisory firm include its operation as a solo practitioner with about $10.95 million in assets under management and a client base of 44, which makes direct portfolio management for individual clients a central focus. The brochure also highlights that the firm does not manage hedge funds or private funds and that its principal has an extensive academic background with advanced degrees and published research, which is presented as part of the firm’s experience.