A complete list of active advisors currently associated with Investment Advisor Associates, Inc.

Warmer can help you find a great advisor at Investment Advisor Associates, Inc. or one who fits your needs even better.

The firm provides fee-only investment management and financial planning primarily to individual clients, including high‑net‑worth households, managing roughly $37 million for about 70 clients with two advisers. Services include ongoing discretionary portfolio management, selection of other advisers, and limited‑scope hourly engagements, with fees billed as a percentage of assets under management. Portfolios are customized through written investment policy statements and the firm uses fundamental and technical analysis and global diversification to pursue client objectives. The adviser may trade discretionarily and employs a wide range of strategies — including long‑ and short‑term positions, margin, short sales, and option writing — noting that some strategies can involve frequent trading and higher transaction costs. Noteworthy among peers is the firm’s use of leveraged and derivatives strategies (including uncovered options and short sales) and its practice of selecting other managers and accommodating directed brokerage or solicitor referral arrangements, which is less common for a small, two‑adviser, fee‑only firm serving individuals. A principal‑owner has an extended history operating prior advisory and broker‑dealer entities, holds multiple securities and insurance licenses and occasional expert‑witness engagements, and one supervised person discloses a bankruptcy discharged in 2020 — disclosures prospective clients can review in the brochure.

To learn more about the advisors currently working at Investment Advisor Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.