A complete list of active advisors currently associated with Investment Management & Planning LLC
Warmer can help you find a great advisor at Investment Management & Planning LLC or one who fits your needs even better.
Investment Management & Planning, LLC provides fee-based investment advisory and comprehensive financial planning primarily to individual and high-net-worth clients, including retirement and estate planning and retirement-plan consulting. The firm reports approximately $238.8 million in discretionary assets under management across about 503 client relationships and offers both discretionary and non-discretionary portfolio management. Advisers use a tailored, ongoing supervision approach that incorporates fundamental analysis, mutual fund and ETF selection, manager tenure and performance metrics, and periodic rebalancing to align portfolios with client objectives and risk tolerances. The firm implements client advice through an open-architecture platform and multiple LPL-sponsored advisory programs (including Strategic Wealth Management, Optimum Market Portfolios, Personal Wealth Portfolios and Managed Wealth Portfolios). Noteworthy for a firm of this size, Investment Management & Planning sponsors a wrap-fee program (SWM) that can be structured so either clients or the adviser pay transaction costs as part of the advisory fee, and its advisers also act as registered representatives of LPL Financial while being licensed insurance agents/brokers. Those dual roles enable the firm to offer insurance and commissionable products (such as variable annuities) in addition to advisory services, and the brochure discloses the resulting potential conflicts of interest and related disclosures.
To learn more about the advisors currently working at Investment Management & Planning LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Greenville, DE
| 30
| |
Greenville, DE
| 18
| |
Greenville, DE
| 34
|
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