A complete list of active advisors currently associated with Investment Management & Planning LLC
Warmer can help you find a great advisor at Investment Management & Planning LLC or one who fits your needs even better.
Investment Management & Planning provides investment advisory and financial planning services primarily to individual and high‑net‑worth clients, delivering portfolio management, retirement plan consulting and hourly planning/consulting engagements. The firm commonly charges percentage‑of‑AUM fees and delivers services through advisors who are registered representatives of LPL Financial. The firm constructs tailored portfolios using mutual funds, ETFs, equities and fixed‑income securities, relying on fundamental analysis, continuous account supervision and periodic rebalancing. It offers multiple LPL‑sponsored program options (including discretionary model portfolios and third‑party manager access) and sponsors a wrap fee program with choices about how transaction costs are handled; it generally seeks lower‑cost mutual fund share classes when available but may select alternatives when deemed appropriate. Distinctive aspects include the advisers’ maintained insurance licenses and the firm’s activity as both a wrap program sponsor and as affiliated registered representatives of LPL, which allows it to offer commissionable insurance and variable‑annuity products alongside fee advisory services. That combination — a small, four‑advisor firm with integrated access to broker‑dealer program platforms and insurance distribution — creates business and compensation arrangements the firm discloses may create conflicts of interest different from many peers.
To learn more about the advisors currently working at Investment Management & Planning LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Greenville, DE
| 31
| |
Greenville, DE
| 0
| |
Greenville, DE
| 18
| |
Greenville, DE
| 34
|
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